AI: Lath Hitesh discloses securities transactions

By AlphaYouPublished Sep 17, 2026Form 4

Stocks in this disclosure

Reported activity

Lath Hitesh

Reporting filer

Lath Hitesh reported Exercise or conversion in C3.ai, Inc.: 8007 units of Class A Common Stock, dated 2026-09-15. The full Form 4 contains 11 transaction entries.

Disclosed: Sep 17, 2026

Reported details

11 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Class A Common Stock	Lath Hitesh	2026-09-15	M	Exercise or conversion	8007	Not stated (see footnotes)	371,113	2 days	Filed terms security Title: Class A Common Stock transaction Date: 2026-09-15 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 8007 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 371113 direct Or Indirect Ownership: D
Class A Common Stock	Lath Hitesh	2026-09-15	M	Exercise or conversion	1000	Not stated (see footnotes)	372,113	2 days	Filed terms security Title: Class A Common Stock transaction Date: 2026-09-15 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 1000 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 372113 direct Or Indirect Ownership: D
Class A Common Stock	Lath Hitesh	2026-09-15	M	Exercise or conversion	20000	Not stated (see footnotes)	392,113	2 days	Filed terms security Title: Class A Common Stock transaction Date: 2026-09-15 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 20000 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 392113 direct Or Indirect Ownership: D
Class A Common Stock	Lath Hitesh	2026-09-16	S	Sale	21077	10.48	371,036	1 day	Filed terms security Title: Class A Common Stock transaction Date: 2026-09-16 transaction Form Type: 4 transaction Code: S equity Swap Involved: 0 id: F2 transaction Shares: 21077 transaction Price Per Share: 10.48 id: F3 transaction Acquired Disposed Code: D shares Owned Following Transaction: 371036 direct Or Indirect Ownership: D
Class A Common Stock	Lath Hitesh	2026-09-16	G	Gift	29856	0	341,180	1 day	Filed terms security Title: Class A Common Stock transaction Date: 2026-09-16 transaction Form Type: 4 transaction Code: G equity Swap Involved: 0 transaction Shares: 29856 transaction Price Per Share: 0 transaction Acquired Disposed Code: D shares Owned Following Transaction: 341180 direct Or Indirect Ownership: D
Class A Common Stock	Lath Hitesh	2026-09-16	G	Gift	29856	0	29,856	1 day	Filed terms security Title: Class A Common Stock transaction Date: 2026-09-16 transaction Form Type: 4 transaction Code: G equity Swap Involved: 0 transaction Shares: 29856 transaction Price Per Share: 0 transaction Acquired Disposed Code: A shares Owned Following Transaction: 29856 direct Or Indirect Ownership: I nature Of Ownership: See Footnote id: F4
Class A Common Stock	Lath Hitesh	2026-09-17	G	Gift	15930	0	325,250	0 days	Filed terms security Title: Class A Common Stock transaction Date: 2026-09-17 transaction Form Type: 4 transaction Code: G equity Swap Involved: 0 transaction Shares: 15930 transaction Price Per Share: 0 transaction Acquired Disposed Code: D shares Owned Following Transaction: 325250 direct Or Indirect Ownership: D
Class A Common Stock	Lath Hitesh	2026-09-17	G	Gift	15930	0	45,786	0 days	Filed terms security Title: Class A Common Stock transaction Date: 2026-09-17 transaction Form Type: 4 transaction Code: G equity Swap Involved: 0 transaction Shares: 15930 transaction Price Per Share: 0 transaction Acquired Disposed Code: A shares Owned Following Transaction: 45786 direct Or Indirect Ownership: I nature Of Ownership: See Footnote id: F4
Restricted Stock Units (derivative)	Lath Hitesh	2026-09-15	M	Exercise or conversion	8007	0	72,070	2 days	Filed terms security Title: Restricted Stock Units id: F1 transaction Date: 2026-09-15 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 8007 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F5 id: F5 underlying Security Title: Class A Common Stock underlying Security Shares: 8007 shares Owned Following Transaction: 72070 direct Or Indirect Ownership: D
Restricted Stock Units (derivative)	Lath Hitesh	2026-09-15	M	Exercise or conversion	1000	0	11,000	2 days	Filed terms security Title: Restricted Stock Units id: F1 transaction Date: 2026-09-15 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 1000 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F6 id: F6 underlying Security Title: Class A Common Stock underlying Security Shares: 1000 shares Owned Following Transaction: 11000 direct Or Indirect Ownership: D
Restricted Stock Units (derivative)	Lath Hitesh	2026-09-15	M	Exercise or conversion	20000	0	240,000	2 days	Filed terms security Title: Restricted Stock Units id: F1 transaction Date: 2026-09-15 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 20000 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F7 id: F7 underlying Security Title: Class A Common Stock underlying Security Shares: 20000 shares Owned Following Transaction: 240000 direct Or Indirect Ownership: D

Class A Common Stock

Owner: Lath Hitesh
Date: 2026-09-15
Code: M
Action: Exercise or conversion
Quantity: 8007
Price: Not stated (see footnotes)
Following holdings: 371,113
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 8007
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 371113
direct Or Indirect Ownership: D

Class A Common Stock

Owner: Lath Hitesh
Date: 2026-09-15
Code: M
Action: Exercise or conversion
Quantity: 1000
Price: Not stated (see footnotes)
Following holdings: 372,113
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 1000
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 372113
direct Or Indirect Ownership: D

Class A Common Stock

Owner: Lath Hitesh
Date: 2026-09-15
Code: M
Action: Exercise or conversion
Quantity: 20000
Price: Not stated (see footnotes)
Following holdings: 392,113
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 20000
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 392113
direct Or Indirect Ownership: D

Class A Common Stock

Owner: Lath Hitesh
Date: 2026-09-16
Code: S
Action: Sale
Quantity: 21077
Price: 10.48
Following holdings: 371,036
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-09-16
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F2
transaction Shares: 21077
transaction Price Per Share: 10.48
id: F3
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 371036
direct Or Indirect Ownership: D

Class A Common Stock

Owner: Lath Hitesh
Date: 2026-09-16
Code: G
Action: Gift
Quantity: 29856
Price: 0
Following holdings: 341,180
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-09-16
transaction Form Type: 4
transaction Code: G
equity Swap Involved: 0
transaction Shares: 29856
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 341180
direct Or Indirect Ownership: D

Class A Common Stock

Owner: Lath Hitesh
Date: 2026-09-16
Code: G
Action: Gift
Quantity: 29856
Price: 0
Following holdings: 29,856
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-09-16
transaction Form Type: 4
transaction Code: G
equity Swap Involved: 0
transaction Shares: 29856
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 29856
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F4

Class A Common Stock

Owner: Lath Hitesh
Date: 2026-09-17
Code: G
Action: Gift
Quantity: 15930
Price: 0
Following holdings: 325,250
Reporting delay: 0 days
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-09-17
transaction Form Type: 4
transaction Code: G
equity Swap Involved: 0
transaction Shares: 15930
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 325250
direct Or Indirect Ownership: D

Class A Common Stock

Owner: Lath Hitesh
Date: 2026-09-17
Code: G
Action: Gift
Quantity: 15930
Price: 0
Following holdings: 45,786
Reporting delay: 0 days
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-09-17
transaction Form Type: 4
transaction Code: G
equity Swap Involved: 0
transaction Shares: 15930
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 45786
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F4

Restricted Stock Units (derivative)

Owner: Lath Hitesh
Date: 2026-09-15
Code: M
Action: Exercise or conversion
Quantity: 8007
Price: 0
Following holdings: 72,070
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Units
id: F1
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 8007
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Class A Common Stock
underlying Security Shares: 8007
shares Owned Following Transaction: 72070
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Owner: Lath Hitesh
Date: 2026-09-15
Code: M
Action: Exercise or conversion
Quantity: 1000
Price: 0
Following holdings: 11,000
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Units
id: F1
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 1000
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F6
id: F6
underlying Security Title: Class A Common Stock
underlying Security Shares: 1000
shares Owned Following Transaction: 11000
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Owner: Lath Hitesh
Date: 2026-09-15
Code: M
Action: Exercise or conversion
Quantity: 20000
Price: 0
Following holdings: 240,000
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Units
id: F1
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 20000
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F7
id: F7
underlying Security Title: Class A Common Stock
underlying Security Shares: 20000
shares Owned Following Transaction: 240000
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Lath Hitesh: CHIEF FINANCIAL OFFICER.
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2: Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.
F3: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.37 to $10.64, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: The shares are held by The Lath Family Revocable Trust, of which the Reporting Person is a trustee.
F5: 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F6: 20% of such RSU award vested on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F7: 20% of such RSU award vested on September 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Class A Common Stock

Lath Hitesh

2026-09-15

Exercise or conversion

8007

Not stated (see footnotes)

371,113

2 days

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 8007
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 371113
direct Or Indirect Ownership: D

Class A Common Stock

Lath Hitesh

2026-09-15

Exercise or conversion

1000

Not stated (see footnotes)

372,113

2 days

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 1000
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 372113
direct Or Indirect Ownership: D

Class A Common Stock

Lath Hitesh

2026-09-15

Exercise or conversion

20000

Not stated (see footnotes)

392,113

2 days

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 20000
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 392113
direct Or Indirect Ownership: D

Class A Common Stock

Lath Hitesh

2026-09-16

Sale

21077

10.48

371,036

1 day

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-09-16
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F2
transaction Shares: 21077
transaction Price Per Share: 10.48
id: F3
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 371036
direct Or Indirect Ownership: D

Class A Common Stock

Lath Hitesh

2026-09-16

Gift

29856

341,180

1 day

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-09-16
transaction Form Type: 4
transaction Code: G
equity Swap Involved: 0
transaction Shares: 29856
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 341180
direct Or Indirect Ownership: D

Class A Common Stock

Lath Hitesh

2026-09-16

Gift

29856

29,856

1 day

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-09-16
transaction Form Type: 4
transaction Code: G
equity Swap Involved: 0
transaction Shares: 29856
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 29856
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F4

Class A Common Stock

Lath Hitesh

2026-09-17

Gift

15930

325,250

0 days

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-09-17
transaction Form Type: 4
transaction Code: G
equity Swap Involved: 0
transaction Shares: 15930
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 325250
direct Or Indirect Ownership: D

Class A Common Stock

Lath Hitesh

2026-09-17

Gift

15930

45,786

0 days

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-09-17
transaction Form Type: 4
transaction Code: G
equity Swap Involved: 0
transaction Shares: 15930
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 45786
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F4

Restricted Stock Units (derivative)

Lath Hitesh

2026-09-15

Exercise or conversion

8007

72,070

2 days

Filed terms

security Title: Restricted Stock Units
id: F1
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 8007
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Class A Common Stock
underlying Security Shares: 8007
shares Owned Following Transaction: 72070
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Lath Hitesh

2026-09-15

Exercise or conversion

1000

11,000

2 days

Filed terms

security Title: Restricted Stock Units
id: F1
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 1000
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F6
id: F6
underlying Security Title: Class A Common Stock
underlying Security Shares: 1000
shares Owned Following Transaction: 11000
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Lath Hitesh

2026-09-15

Exercise or conversion

20000

240,000

2 days

Filed terms

security Title: Restricted Stock Units
id: F1
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 20000
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F7
id: F7
underlying Security Title: Class A Common Stock
underlying Security Shares: 20000
shares Owned Following Transaction: 240000
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Lath Hitesh: CHIEF FINANCIAL OFFICER.

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2: Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.

F3: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.37 to $10.64, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: The shares are held by The Lath Family Revocable Trust, of which the Reporting Person is a trustee.

F5: 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F6: 20% of such RSU award vested on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F7: 20% of such RSU award vested on September 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.