AlphaYouNWCL: Buono Stefano discloses securities transactions
By AlphaYouPublished Form 4
Buono Stefano
Reporting filer
Buono Stefano reported Grant or award in newcleo plc: 134596 units of Stock Options (Right to Buy) (derivative), dated 2026-09-21. The full Form 4 contains 5 transaction entries.
- Disclosed
- Sep 24, 2026
Reported details
5 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) (derivative) | Buono Stefano | 2026-09-21 | A | Grant or award | 134596 | 0 | 134,596 | 3 days | Filed terms
|
| Stock Options (Right to Buy) (derivative) | Buono Stefano | 2026-09-21 | A | Grant or award | 4291 | 0 | 4,291 | 3 days | Filed terms
|
| Stock Options (Right to Buy) (derivative) | Buono Stefano | 2026-09-21 | A | Grant or award | 9814 | 0 | 9,814 | 3 days | Filed terms
|
| Class B Shares (derivative) | Buono Stefano | 2026-09-21 | A | Grant or award | 11960 | 0 | 11,960 | 3 days | Filed terms
|
| Class B Shares (derivative) | Buono Stefano | 2026-09-21 | A | Grant or award | 1921029 | 0 | 1,921,029 | 3 days | Filed terms
|
Stock Options (Right to Buy) (derivative)
- Owner
- Buono Stefano
- Date
- 2026-09-21
- Code
- A
- Action
- Grant or award
- Quantity
- 134596
- Price
- 0
- Following holdings
- 134,596
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Stock Options (Right to Buy)
- id: F1
- conversion Or Exercise Price: 0.0228
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 134596
- id: F1
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F1
- id: F2
- expiration Date: 2035-12-01
- underlying Security Title: Ordinary Shares
- underlying Security Shares: 134596
- shares Owned Following Transaction: 134596
- direct Or Indirect Ownership: D
Stock Options (Right to Buy) (derivative)
- Owner
- Buono Stefano
- Date
- 2026-09-21
- Code
- A
- Action
- Grant or award
- Quantity
- 4291
- Price
- 0
- Following holdings
- 4,291
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Stock Options (Right to Buy)
- id: F1
- conversion Or Exercise Price: 0.0228
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 4291
- id: F1
- id: F3
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F1
- id: F3
- expiration Date: 2033-08-31
- underlying Security Title: Ordinary Shares
- underlying Security Shares: 4291
- shares Owned Following Transaction: 4291
- direct Or Indirect Ownership: D
Stock Options (Right to Buy) (derivative)
- Owner
- Buono Stefano
- Date
- 2026-09-21
- Code
- A
- Action
- Grant or award
- Quantity
- 9814
- Price
- 0
- Following holdings
- 9,814
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Stock Options (Right to Buy)
- id: F1
- conversion Or Exercise Price: 0.0228
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 9814
- id: F1
- id: F4
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F1
- id: F4
- expiration Date: 2032-08-31
- underlying Security Title: Ordinary Shares
- underlying Security Shares: 9814
- shares Owned Following Transaction: 9814
- direct Or Indirect Ownership: D
Class B Shares (derivative)
- Owner
- Buono Stefano
- Date
- 2026-09-21
- Code
- A
- Action
- Grant or award
- Quantity
- 11960
- Price
- 0
- Following holdings
- 11,960
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Class B Shares
- id: F5
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 11960
- id: F5
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F5
- id: F5
- underlying Security Title: Ordinary Shares
- underlying Security Shares: 11960
- shares Owned Following Transaction: 11960
- direct Or Indirect Ownership: D
Class B Shares (derivative)
- Owner
- Buono Stefano
- Date
- 2026-09-21
- Code
- A
- Action
- Grant or award
- Quantity
- 1921029
- Price
- 0
- Following holdings
- 1,921,029
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Class B Shares
- id: F5
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 1921029
- id: F5
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F5
- id: F5
- underlying Security Title: Ordinary Shares
- underlying Security Shares: 1921029
- shares Owned Following Transaction: 1921029
- direct Or Indirect Ownership: I
- nature Of Ownership: By Elysia Capital I SCSp
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Buono Stefano: Chief Executive Officer, Director.
- F1: Reflects the grant of "Company Earnout Bonus Options" to purchase Ordinary Shares under the Business Combination Agreement, dated May 26, 2026, by and between Newhold Investment Corp III, Newcleo1 Ltd., Newcleo2 Ltd., and Newcleo Ltd. (the "BCA"). The Company Earnout Bonus Options vest and become exercisable as follows: (i) 50% if the volume-weighted average price per Ordinary Share equals or exceeds $15.00 during any 20 trading days within a 30 trading day period and (ii) 50% if the volume-weighted average price per Ordinary Share equals or exceeds $18.00 during any trading day within a 30 trading day period, provided that (A) such price attainment occurs between September 21, 2026 and September 21, 2031 and (B) the Company Earnout Bonus Options satisfy applicable service vesting conditions.
- F2: These stock options vest as to service on each of the first four anniversaries of December 1, 2025, subject to continued employment on each vesting date and applicable accelerated vesting provisions.
- F3: These stock options vest as to service on each of the first four anniversaries of September 1, 2023, subject to continued employment on each vesting date and applicable accelerated vesting provisions.
- F4: These stock options vest as to service on each of the first four anniversaries of September 1, 2022, subject to continued employment on each vesting date and applicable accelerated vesting provisions.
- F5: Reflects the issuance of Class B Shares in accordance with the BCA. The Class B Shares will automatically convert and be re-designated into the same number of Ordinary shares, on a one-for-one basis, as follows: (i) 50% in the event the volume-weighted average price per Ordinary Share equals or exceeds $15.00 during any 20 trading days within a 30 trading day period and (ii) 50% in the event the volume-weighted average price per Ordinary Share equals or exceeds $18.00 during any trading days within a 30 trading day period, provided that such price attainment occurs during the period beginning on September 21, 2026 and ending on the five-year anniversary thereof.
Original sources
Prepared automatically from public filing data. Report a correction.