Richard Fairbank sold $18.6M of Capital One Financial stock
By AlphaYouPublished Form 4
FAIRBANK RICHARD D
Reporting filer
Richard Fairbank reported selling 90,743 shares of Capital One Financial Corp for about $18.6M ($204.86 a share on average). Form 4 filed Nov 6, 2026 lists 16 entries.
See the price move since this trade →
- Disclosed
- Nov 6, 2026
Reported details
16 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | M | Exercise or conversion | 40743 | 86.34 | 4,059,263 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 5454 | 199.55 | 4,053,809 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 5315 | 200.60 | 4,048,494 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 18816 | 201.61 | 4,029,678 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 9942 | 202.49 | 4,019,736 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 24613 | 203.49 | 3,995,123 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 400 | 204.17 | 3,994,723 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 2101 | 205.71 | 3,992,622 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 2900 | 206.88 | 3,989,722 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 700 | 207.99 | 3,989,022 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 2502 | 208.98 | 3,986,520 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 3773 | 210.42 | 3,982,747 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 1500 | 211.26 | 3,981,247 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 4929 | 213.66 | 3,976,318 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-11-04 | S | Sale | 7798 | 214.61 | 3,968,520 | 2 days | Filed terms
|
| Stock Options (derivative) | FAIRBANK RICHARD D | 2026-11-04 | M | Exercise or conversion | 40743 | 0 | 0 | 2 days | Filed terms
|
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 40743
- Price
- 86.34
- Following holdings
- 4,059,263
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- id: F1
- transaction Shares: 40743
- transaction Price Per Share: 86.34
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 4059263
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 5454
- Price
- 199.55
- Following holdings
- 4,053,809
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 5454
- transaction Price Per Share: 199.55
- id: F2
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 4053809
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 5315
- Price
- 200.60
- Following holdings
- 4,048,494
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 5315
- transaction Price Per Share: 200.60
- id: F3
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 4048494
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 18816
- Price
- 201.61
- Following holdings
- 4,029,678
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 18816
- transaction Price Per Share: 201.61
- id: F4
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 4029678
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 9942
- Price
- 202.49
- Following holdings
- 4,019,736
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 9942
- transaction Price Per Share: 202.49
- id: F5
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 4019736
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 24613
- Price
- 203.49
- Following holdings
- 3,995,123
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 24613
- transaction Price Per Share: 203.49
- id: F6
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3995123
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 400
- Price
- 204.17
- Following holdings
- 3,994,723
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 400
- transaction Price Per Share: 204.17
- id: F7
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3994723
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 2101
- Price
- 205.71
- Following holdings
- 3,992,622
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 2101
- transaction Price Per Share: 205.71
- id: F8
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3992622
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 2900
- Price
- 206.88
- Following holdings
- 3,989,722
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 2900
- transaction Price Per Share: 206.88
- id: F9
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3989722
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 700
- Price
- 207.99
- Following holdings
- 3,989,022
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 700
- transaction Price Per Share: 207.99
- id: F10
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3989022
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 2502
- Price
- 208.98
- Following holdings
- 3,986,520
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 2502
- transaction Price Per Share: 208.98
- id: F11
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3986520
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 3773
- Price
- 210.42
- Following holdings
- 3,982,747
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 3773
- transaction Price Per Share: 210.42
- id: F12
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3982747
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 1500
- Price
- 211.26
- Following holdings
- 3,981,247
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 1500
- transaction Price Per Share: 211.26
- id: F13
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3981247
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 4929
- Price
- 213.66
- Following holdings
- 3,976,318
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 4929
- transaction Price Per Share: 213.66
- id: F14
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3976318
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- S
- Action
- Sale
- Quantity
- 7798
- Price
- 214.61
- Following holdings
- 3,968,520
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 7798
- transaction Price Per Share: 214.61
- id: F15
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3968520
- direct Or Indirect Ownership: D
Stock Options (derivative)
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-11-04
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 40743
- Price
- 0
- Following holdings
- 0
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Stock Options
- conversion Or Exercise Price: 86.34
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 40743
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- exercise Date: 2020-02-15
- expiration Date: 2027-02-02
- underlying Security Title: Common Stock
- underlying Security Shares: 40743
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- FAIRBANK RICHARD D: Chairman and CEO, Director.
- The filing reports a Rule 10b5-1 trading plan.
- F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.98 to $199.97. Information regarding the number of shares sold at each price will be provided upon request.
- F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.99. Information regarding the number of shares sold at each price will be provided upon request.
- F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.01 to $202.00. Information regarding the number of shares sold at each price will be provided upon request.
- F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.02 to $203.01. Information regarding the number of shares sold at each price will be provided upon request.
- F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.03 to $204.00. Information regarding the number of shares sold at each price will be provided upon request.
- F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.07 to $204.26. Information regarding the number of shares sold at each price will be provided upon request.
- F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.14 to $206.07. Information regarding the number of shares sold at each price will be provided upon request.
- F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.33 to $207.18. Information regarding the number of shares sold at each price will be provided upon request.
- F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.43 to $208.21. Information regarding the number of shares sold at each price will be provided upon request.
- F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.73 to $209.65. Information regarding the number of shares sold at each price will be provided upon request.
- F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.09 to $210.87. Information regarding the number of shares sold at each price will be provided upon request.
- F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.96 to $211.45. Information regarding the number of shares sold at each price will be provided upon request.
- F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.00 to $213.99. Information regarding the number of shares sold at each price will be provided upon request.
- F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.02 to $214.90. Information regarding the number of shares sold at each price will be provided upon request.
Original sources
Prepared automatically from public filing data. Report a correction.