SOFI: Lapointe Christopher discloses securities transactions

By AlphaYouPublished Sep 17, 2026Form 4

Stocks in this disclosure

Reported activity

Lapointe Christopher

Reporting filer

Lapointe Christopher reported Exercise or conversion in SoFi Technologies, Inc.: 52954 units of Common Stock, dated 2026-09-14. The full Form 4 contains 7 transaction entries.

Disclosed: Sep 16, 2026

Reported details

7 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	Lapointe Christopher	2026-09-14	M	Exercise or conversion	52954	Not stated (see footnotes)	1,878,433	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 52954 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 1878433 direct Or Indirect Ownership: D
Common Stock	Lapointe Christopher	2026-09-14	M	Exercise or conversion	36589	Not stated (see footnotes)	1,915,022	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 36589 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 1915022 direct Or Indirect Ownership: D
Common Stock	Lapointe Christopher	2026-09-14	M	Exercise or conversion	14609	Not stated (see footnotes)	1,929,631	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 14609 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 1929631 direct Or Indirect Ownership: D
Common Stock	Lapointe Christopher	2026-09-14	F	Tax/exercise withholding	59341	17.32	1,870,290	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: F equity Swap Involved: 0 transaction Shares: 59341 transaction Price Per Share: 17.32 id: F2 transaction Acquired Disposed Code: D shares Owned Following Transaction: 1870290 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Lapointe Christopher	2026-09-14	M	Exercise or conversion	52954	0	317,716	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 52954 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F3 id: F3 underlying Security Title: Common Stock underlying Security Shares: 52954 shares Owned Following Transaction: 317716 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Lapointe Christopher	2026-09-14	M	Exercise or conversion	36589	0	237,829	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 36589 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F4 id: F4 underlying Security Title: Common Stock underlying Security Shares: 36589 shares Owned Following Transaction: 237829 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Lapointe Christopher	2026-09-14	M	Exercise or conversion	14609	0	204,531	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 14609 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F5 id: F5 underlying Security Title: Common Stock underlying Security Shares: 14609 shares Owned Following Transaction: 204531 direct Or Indirect Ownership: D

Common Stock

Owner: Lapointe Christopher
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 52954
Price: Not stated (see footnotes)
Following holdings: 1,878,433
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 52954
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 1878433
direct Or Indirect Ownership: D

Common Stock

Owner: Lapointe Christopher
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 36589
Price: Not stated (see footnotes)
Following holdings: 1,915,022
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 36589
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 1915022
direct Or Indirect Ownership: D

Common Stock

Owner: Lapointe Christopher
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 14609
Price: Not stated (see footnotes)
Following holdings: 1,929,631
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 14609
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 1929631
direct Or Indirect Ownership: D

Common Stock

Owner: Lapointe Christopher
Date: 2026-09-14
Code: F
Action: Tax/exercise withholding
Quantity: 59341
Price: 17.32
Following holdings: 1,870,290
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: F
equity Swap Involved: 0
transaction Shares: 59341
transaction Price Per Share: 17.32
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 1870290
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Lapointe Christopher
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 52954
Price: 0
Following holdings: 317,716
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 52954
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Common Stock
underlying Security Shares: 52954
shares Owned Following Transaction: 317716
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Lapointe Christopher
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 36589
Price: 0
Following holdings: 237,829
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 36589
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Stock
underlying Security Shares: 36589
shares Owned Following Transaction: 237829
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Lapointe Christopher
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 14609
Price: 0
Following holdings: 204,531
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 14609
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Common Stock
underlying Security Shares: 14609
shares Owned Following Transaction: 204531
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Lapointe Christopher: CFO and PAO.
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Common Stock

Lapointe Christopher

2026-09-14

Exercise or conversion

52954

Not stated (see footnotes)

1,878,433

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 52954
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 1878433
direct Or Indirect Ownership: D

Common Stock

Lapointe Christopher

2026-09-14

Exercise or conversion

36589

Not stated (see footnotes)

1,915,022

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 36589
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 1915022
direct Or Indirect Ownership: D

Common Stock

Lapointe Christopher

2026-09-14

Exercise or conversion

14609

Not stated (see footnotes)

1,929,631

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 14609
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 1929631
direct Or Indirect Ownership: D

Common Stock

Lapointe Christopher

2026-09-14

Tax/exercise withholding

59341

17.32

1,870,290

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: F
equity Swap Involved: 0
transaction Shares: 59341
transaction Price Per Share: 17.32
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 1870290
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Lapointe Christopher

2026-09-14

Exercise or conversion

52954

317,716

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 52954
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Common Stock
underlying Security Shares: 52954
shares Owned Following Transaction: 317716
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Lapointe Christopher

2026-09-14

Exercise or conversion

36589

237,829

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 36589
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Stock
underlying Security Shares: 36589
shares Owned Following Transaction: 237829
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Lapointe Christopher

2026-09-14

Exercise or conversion

14609

204,531

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 14609
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Common Stock
underlying Security Shares: 14609
shares Owned Following Transaction: 204531
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Lapointe Christopher: CFO and PAO.

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.