Stuart Rothstein reports tax withholding on shares at ARI
By AlphaYouPublished Form 4
ROTHSTEIN STUART
Reporting filer
Stuart Rothstein reports tax withholding on shares, not an open-market purchase or sale, in Apollo Commercial Real Estate Finance, Inc.. Form 4 filed Nov 4, 2026 lists 1 entry.
- Disclosed
- Nov 4, 2026
Reported details
1 entry| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | ROTHSTEIN STUART | 2026-11-02 | F | Tax/exercise withholding | 100239 | 2.33 | 177,437 | 2 days | Filed terms
|
Common Stock
- Owner
- ROTHSTEIN STUART
- Date
- 2026-11-02
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 100239
- Price
- 2.33
- Following holdings
- 177,437
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-02
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: false
- transaction Shares: 100239
- id: F1
- transaction Price Per Share: 2.33
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 177437
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- ROTHSTEIN STUART: President & CEO, Director.
- F1: Consists of shares of common stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan and the Apollo Commercial Real Estate Finance, Inc. 2024 Equity Incentive Plan. Each RSU represented the contingent right to receive one share of the Issuer's common stock for each vested RSU.
Original sources
Prepared automatically from public filing data. Report a correction.