AlphaYouRIV: Swanson David discloses securities transactions
By AlphaYouPublished Form 4
Swanson David
Reporting filer
Swanson David reported Other (see filing) in RIVERNORTH OPPORTUNITIES FUND, INC.: 459 units of Common Shares of Beneficial Interest, dated 2026-09-24. The full Form 4 contains 1 transaction entry.
- Disclosed
- Oct 5, 2026
Reported details
1 entry| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Swanson David | 2026-09-24 | J | Other (see filing) | 459 | 10.49 | 1,835 | 11 days | Filed terms
|
Common Shares of Beneficial Interest
- Owner
- Swanson David
- Date
- 2026-09-24
- Code
- J
- Action
- Other (see filing)
- Quantity
- 459
- Price
- 10.49
- Following holdings
- 1,835
- Reporting delay
- 11 days
- Filed terms and references
Filed terms
- security Title: Common Shares of Beneficial Interest
- transaction Date: 2026-09-24
- deemed Execution Date: 2026-09-24
- transaction Form Type: 4
- transaction Code: J
- equity Swap Involved: 0
- id: F1
- transaction Timeliness:
- transaction Shares: 459
- transaction Price Per Share: 10.49
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 1835
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Swanson David: Director.
- F1: The shares were acquired from rights offering.
Original sources
Prepared automatically from public filing data. Report a correction.