Emily Halverson reports an option exercise and tax withholding on shares
By AlphaYouPublished Form 4
HALVERSON EMILY
Reporting filer
Emily Halverson reports an option exercise and tax withholding on shares, not an open-market purchase or sale, in Alaska Air Group, Inc.. Form 4 filed Nov 5, 2026 lists 3 entries.
- Disclosed
- Nov 5, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | HALVERSON EMILY | 2026-11-02 | M | Exercise or conversion | 970 | 0 | 16,841 | 3 days | Filed terms
|
| COMMON STOCK | HALVERSON EMILY | 2026-11-02 | F | Tax/exercise withholding | 237 | 38.29 | 16,604 | 3 days | Filed terms
|
| RESTRICTED STOCK UNITS (derivative) | HALVERSON EMILY | 2026-11-02 | M | Exercise or conversion | 970 | 0 | 0 | 3 days | Filed terms
|
COMMON STOCK
- Owner
- HALVERSON EMILY
- Date
- 2026-11-02
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 970
- Price
- 0
- Following holdings
- 16,841
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: COMMON STOCK
- transaction Date: 2026-11-02
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 970
- transaction Price Per Share: 0
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 16841
- direct Or Indirect Ownership: D
COMMON STOCK
- Owner
- HALVERSON EMILY
- Date
- 2026-11-02
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 237
- Price
- 38.29
- Following holdings
- 16,604
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: COMMON STOCK
- transaction Date: 2026-11-02
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 237
- id: F2
- transaction Price Per Share: 38.29
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 16604
- id: F3
- direct Or Indirect Ownership: D
RESTRICTED STOCK UNITS (derivative)
- Owner
- HALVERSON EMILY
- Date
- 2026-11-02
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 970
- Price
- 0
- Following holdings
- 0
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: RESTRICTED STOCK UNITS
- conversion Or Exercise Price: 0
- id: F1
- transaction Date: 2026-11-02
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 970
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F4
- id: F4
- underlying Security Title: COMMON STOCK
- underlying Security Shares: 970
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- HALVERSON EMILY: VP Finance, Controller & Treas.
- F1: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.
- F2: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
- F3: Includes 194 shares acquired on April 30, 2026, and 236 shares acquired on October 31, 2026, under the Alaska Air Group, Inc. Employee Stock Purchase Plan (ESPP) in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F4: The RSUs vesting were from a November 2, 2023, grant of 2,910 RSUs that vested in three annual installments of 970 shares beginning on the first anniversary of the grant date.
Original sources
Prepared automatically from public filing data. Report a correction.