Jeremy Graff reports an option exercise and tax withholding on shares
By AlphaYouPublished Form 4
Graff Jeremy R.
Reporting filer
Jeremy Graff reports an option exercise and tax withholding on shares, not an open-market purchase or sale, in Allarity Therapeutics, Inc.. Form 4 filed Oct 9, 2026 lists 6 entries.
- Disclosed
- Oct 9, 2026
Reported details
6 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Graff Jeremy R. | 2026-01-22 | M | Exercise or conversion | 48147 | Not stated (see footnotes) | 73,028 | 260 days | Filed terms
|
| Common Stock | Graff Jeremy R. | 2026-01-22 | F | Tax/exercise withholding | 17814 | 1.18 | 55,214 | 260 days | Filed terms
|
| Common Stock | Graff Jeremy R. | 2026-09-30 | M | Exercise or conversion | 39494 | Not stated (see footnotes) | 94,708 | 9 days | Filed terms
|
| Common Stock | Graff Jeremy R. | 2026-09-30 | F | Tax/exercise withholding | 14613 | 0.97 | 80,095 | 9 days | Filed terms
|
| Restricted Stock Units (derivative) | Graff Jeremy R. | 2026-01-22 | M | Exercise or conversion | 48147 | 0 | 175,283 | 260 days | Filed terms
|
| Restricted Stock Units (derivative) | Graff Jeremy R. | 2026-09-30 | M | Exercise or conversion | 39494 | 0 | 269,122 | 9 days | Filed terms
|
Common Stock
- Owner
- Graff Jeremy R.
- Date
- 2026-01-22
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 48147
- Price
- Not stated (see footnotes)
- Following holdings
- 73,028
- Reporting delay
- 260 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-01-22
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 48147
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 73028
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Graff Jeremy R.
- Date
- 2026-01-22
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 17814
- Price
- 1.18
- Following holdings
- 55,214
- Reporting delay
- 260 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-01-22
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 17814
- id: F3
- transaction Price Per Share: 1.18
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 55214
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Graff Jeremy R.
- Date
- 2026-09-30
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 39494
- Price
- Not stated (see footnotes)
- Following holdings
- 94,708
- Reporting delay
- 9 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-30
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 39494
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 94708
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Graff Jeremy R.
- Date
- 2026-09-30
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 14613
- Price
- 0.97
- Following holdings
- 80,095
- Reporting delay
- 9 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-30
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 14613
- id: F3
- transaction Price Per Share: 0.97
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 80095
- id: F5
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Graff Jeremy R.
- Date
- 2026-01-22
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 48147
- Price
- 0
- Following holdings
- 175,283
- Reporting delay
- 260 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F1
- transaction Date: 2026-01-22
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 48147
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F2
- id: F2
- underlying Security Title: Common Stock
- underlying Security Shares: 48147
- shares Owned Following Transaction: 175283
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Graff Jeremy R.
- Date
- 2026-09-30
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 39494
- Price
- 0
- Following holdings
- 269,122
- Reporting delay
- 9 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F1
- transaction Date: 2026-09-30
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 39494
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F2
- id: F2
- underlying Security Title: Common Stock
- underlying Security Shares: 39494
- shares Owned Following Transaction: 269122
- id: F4
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Graff Jeremy R.: See Remarks.
- F1: Restricted stock units convert into common stock on a one-for-one basis.
- F2: On September 30, 2024 and January 22, 2025, the Reporting Person was granted 118,483 and 144,441 restricted stock units, respectively, which vest in three equal annual installments beginning on the first anniversary of the applicable grant date.
- F3: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising upon the vesting and settlement of restricted stock units. The shares were withheld based on the fair market value of the Issuer's common stock on the applicable vesting date.
- F4: The amount reported in column 9 reflects 175,283 restricted stock units outstanding following the January 22, 2026 settlement, plus 133,333 restricted stock units granted on January 28, 2026 and previously reported, less 39,494 restricted stock units settled on September 30, 2026.
- F5: The 381,644 amount previously reported in column 5 of Table I of the Reporting Person's Form 4/A filed April 30, 2026 combined issued shares of common stock and unvested restricted stock units and did not reflect the 17,814 shares withheld on January 22, 2026. This Form 4 reports issued shares of common stock in Table I and unvested restricted stock units separately in Table II. After giving effect to the January 22, 2026 vesting and withholding and the January 28, 2026 restricted stock unit grant, the correct balances were 55,214 shares of common stock and 308,616 restricted stock units.
Original sources
Prepared automatically from public filing data. Report a correction.