GTM: Roth James M discloses securities transactions

By AlphaYouPublished Oct 5, 2026Form 4

Stocks in this disclosure

Reported activity

Roth James M

Reporting filer

Roth James M reported Exercise or conversion in ZoomInfo Technologies Inc.: 4464 units of Common Stock, dated 2026-10-01. The full Form 4 contains 12 transaction entries.

Disclosed: Oct 5, 2026

Reported details

12 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	Roth James M	2026-10-01	M	Exercise or conversion	4464	Not stated (see footnotes)	209,763	4 days	Filed terms security Title: Common Stock transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 4464 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 209763 direct Or Indirect Ownership: D
Common Stock	Roth James M	2026-10-01	M	Exercise or conversion	30639	Not stated (see footnotes)	240,402	4 days	Filed terms security Title: Common Stock transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 30639 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 240402 direct Or Indirect Ownership: D
Common Stock	Roth James M	2026-10-01	M	Exercise or conversion	22058	Not stated (see footnotes)	262,460	4 days	Filed terms security Title: Common Stock transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 22058 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 262460 direct Or Indirect Ownership: D
Common Stock	Roth James M	2026-10-01	M	Exercise or conversion	18522	Not stated (see footnotes)	280,982	4 days	Filed terms security Title: Common Stock transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 18522 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 280982 direct Or Indirect Ownership: D
Common Stock	Roth James M	2026-10-01	M	Exercise or conversion	80938	Not stated (see footnotes)	361,920	4 days	Filed terms security Title: Common Stock transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 80938 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 361920 direct Or Indirect Ownership: D
Common Stock	Roth James M	2026-10-01	F	Tax/exercise withholding	70640	3.79	291,280	4 days	Filed terms security Title: Common Stock transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: F equity Swap Involved: 0 id: F2 transaction Shares: 70640 transaction Price Per Share: 3.79 transaction Acquired Disposed Code: D shares Owned Following Transaction: 291280 direct Or Indirect Ownership: D
Common Stock	Roth James M	2026-10-02	S	Sale	20773	3.7003	270,507	3 days	Filed terms security Title: Common Stock transaction Date: 2026-10-02 transaction Form Type: 4 transaction Code: S equity Swap Involved: 0 id: F3 transaction Shares: 20773 transaction Price Per Share: 3.7003 id: F4 transaction Acquired Disposed Code: D shares Owned Following Transaction: 270507 direct Or Indirect Ownership: D
Restricted Stock Units (derivative)	Roth James M	2026-10-01	M	Exercise or conversion	4464	0	8,929	4 days	Filed terms security Title: Restricted Stock Units id: F1 transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 4464 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F5 id: F5 underlying Security Title: Common Stock underlying Security Shares: 4464 shares Owned Following Transaction: 8929 direct Or Indirect Ownership: D
Restricted Stock Units (derivative)	Roth James M	2026-10-01	M	Exercise or conversion	30639	0	0	4 days	Filed terms security Title: Restricted Stock Units id: F1 transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 30639 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F6 id: F6 underlying Security Title: Common Stock underlying Security Shares: 30639 shares Owned Following Transaction: 0 direct Or Indirect Ownership: D
Restricted Stock Units (derivative)	Roth James M	2026-10-01	M	Exercise or conversion	22058	0	44,118	4 days	Filed terms security Title: Restricted Stock Units id: F1 transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 22058 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F7 id: F7 underlying Security Title: Common Stock underlying Security Shares: 22058 shares Owned Following Transaction: 44118 direct Or Indirect Ownership: D
Restricted Stock Units (derivative)	Roth James M	2026-10-01	M	Exercise or conversion	18522	0	111,130	4 days	Filed terms security Title: Restricted Stock Units id: F1 transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 18522 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F8 id: F8 underlying Security Title: Common Stock underlying Security Shares: 18522 shares Owned Following Transaction: 111130 direct Or Indirect Ownership: D
Restricted Stock Units (derivative)	Roth James M	2026-10-01	M	Exercise or conversion	80938	0	485,625	4 days	Filed terms security Title: Restricted Stock Units id: F1 transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Shares: 80938 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F9 id: F9 underlying Security Title: Common Stock underlying Security Shares: 80938 shares Owned Following Transaction: 485625 direct Or Indirect Ownership: D

Common Stock

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 4464
Price: Not stated (see footnotes)
Following holdings: 209,763
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 4464
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 209763
direct Or Indirect Ownership: D

Common Stock

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 30639
Price: Not stated (see footnotes)
Following holdings: 240,402
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 30639
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 240402
direct Or Indirect Ownership: D

Common Stock

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 22058
Price: Not stated (see footnotes)
Following holdings: 262,460
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 22058
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 262460
direct Or Indirect Ownership: D

Common Stock

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 18522
Price: Not stated (see footnotes)
Following holdings: 280,982
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 18522
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 280982
direct Or Indirect Ownership: D

Common Stock

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 80938
Price: Not stated (see footnotes)
Following holdings: 361,920
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 80938
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 361920
direct Or Indirect Ownership: D

Common Stock

Owner: Roth James M
Date: 2026-10-01
Code: F
Action: Tax/exercise withholding
Quantity: 70640
Price: 3.79
Following holdings: 291,280
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: F
equity Swap Involved: 0
id: F2
transaction Shares: 70640
transaction Price Per Share: 3.79
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 291280
direct Or Indirect Ownership: D

Common Stock

Owner: Roth James M
Date: 2026-10-02
Code: S
Action: Sale
Quantity: 20773
Price: 3.7003
Following holdings: 270,507
Reporting delay: 3 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-10-02
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F3
transaction Shares: 20773
transaction Price Per Share: 3.7003
id: F4
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 270507
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 4464
Price: 0
Following holdings: 8,929
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 4464
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Common Stock
underlying Security Shares: 4464
shares Owned Following Transaction: 8929
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 30639
Price: 0
Following holdings: 0
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 30639
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F6
id: F6
underlying Security Title: Common Stock
underlying Security Shares: 30639
shares Owned Following Transaction: 0
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 22058
Price: 0
Following holdings: 44,118
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 22058
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F7
id: F7
underlying Security Title: Common Stock
underlying Security Shares: 22058
shares Owned Following Transaction: 44118
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 18522
Price: 0
Following holdings: 111,130
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 18522
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F8
id: F8
underlying Security Title: Common Stock
underlying Security Shares: 18522
shares Owned Following Transaction: 111130
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Owner: Roth James M
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 80938
Price: 0
Following holdings: 485,625
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 80938
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F9
id: F9
underlying Security Title: Common Stock
underlying Security Shares: 80938
shares Owned Following Transaction: 485625
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Roth James M: Chief Revenue Officer.
The filing reports a Rule 10b5-1 trading plan.
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
F2: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.
F3: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.655 to $3.770, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5: The Reporting Person received an original grant of restricted stock units on March 23, 2023, which vest in equal quarterly installments during the 27 months following January 1, 2025.
F6: The Reporting Person received an original grant of restricted stock units on October 25, 2023, which vest in equal quarterly installments during the 21 months following January 1, 2025.
F7: The Reporting Person received an original grant of restricted stock units on March 26, 2024, which vest in equal quarterly installments during the 27 months following January 1, 2025.
F8: The Reporting Person received an original grant of restricted stock units on May 15, 2025, which vest as follows: (a) 33% on April 1, 2026; and (b) the remainder of the award in equal quarterly installments during the 24 months following April 1, 2026.
F9: The Reporting Person received an original grant of restricted stock units on May 29, 2026, which vest in equal quarterly installments during the 24 months following April 1, 2026.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Common Stock

Roth James M

2026-10-01

Exercise or conversion

4464

Not stated (see footnotes)

209,763

4 days

Filed terms

security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 4464
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 209763
direct Or Indirect Ownership: D

Common Stock

Roth James M

2026-10-01

Exercise or conversion

30639

Not stated (see footnotes)

240,402

4 days

Filed terms

security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 30639
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 240402
direct Or Indirect Ownership: D

Common Stock

Roth James M

2026-10-01

Exercise or conversion

22058

Not stated (see footnotes)

262,460

4 days

Filed terms

security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 22058
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 262460
direct Or Indirect Ownership: D

Common Stock

Roth James M

2026-10-01

Exercise or conversion

18522

Not stated (see footnotes)

280,982

4 days

Filed terms

security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 18522
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 280982
direct Or Indirect Ownership: D

Common Stock

Roth James M

2026-10-01

Exercise or conversion

80938

Not stated (see footnotes)

361,920

4 days

Filed terms

security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 80938
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 361920
direct Or Indirect Ownership: D

Common Stock

Roth James M

2026-10-01

Tax/exercise withholding

70640

3.79

291,280

4 days

Filed terms

security Title: Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: F
equity Swap Involved: 0
id: F2
transaction Shares: 70640
transaction Price Per Share: 3.79
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 291280
direct Or Indirect Ownership: D

Common Stock

Roth James M

2026-10-02

Sale

20773

3.7003

270,507

3 days

Filed terms

security Title: Common Stock
transaction Date: 2026-10-02
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F3
transaction Shares: 20773
transaction Price Per Share: 3.7003
id: F4
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 270507
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Roth James M

2026-10-01

Exercise or conversion

4464

8,929

4 days

Filed terms

security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 4464
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Common Stock
underlying Security Shares: 4464
shares Owned Following Transaction: 8929
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Roth James M

2026-10-01

Exercise or conversion

30639

4 days

Filed terms

security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 30639
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F6
id: F6
underlying Security Title: Common Stock
underlying Security Shares: 30639
shares Owned Following Transaction: 0
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Roth James M

2026-10-01

Exercise or conversion

22058

44,118

4 days

Filed terms

security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 22058
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F7
id: F7
underlying Security Title: Common Stock
underlying Security Shares: 22058
shares Owned Following Transaction: 44118
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Roth James M

2026-10-01

Exercise or conversion

18522

111,130

4 days

Filed terms

security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 18522
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F8
id: F8
underlying Security Title: Common Stock
underlying Security Shares: 18522
shares Owned Following Transaction: 111130
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Roth James M

2026-10-01

Exercise or conversion

80938

485,625

4 days

Filed terms

security Title: Restricted Stock Units
id: F1
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Shares: 80938
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F9
id: F9
underlying Security Title: Common Stock
underlying Security Shares: 80938
shares Owned Following Transaction: 485625
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Roth James M: Chief Revenue Officer.

The filing reports a Rule 10b5-1 trading plan.

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.

F3: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.655 to $3.770, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F5: The Reporting Person received an original grant of restricted stock units on March 23, 2023, which vest in equal quarterly installments during the 27 months following January 1, 2025.

F6: The Reporting Person received an original grant of restricted stock units on October 25, 2023, which vest in equal quarterly installments during the 21 months following January 1, 2025.

F7: The Reporting Person received an original grant of restricted stock units on March 26, 2024, which vest in equal quarterly installments during the 27 months following January 1, 2025.

F8: The Reporting Person received an original grant of restricted stock units on May 15, 2025, which vest as follows: (a) 33% on April 1, 2026; and (b) the remainder of the award in equal quarterly installments during the 24 months following April 1, 2026.

F9: The Reporting Person received an original grant of restricted stock units on May 29, 2026, which vest in equal quarterly installments during the 24 months following April 1, 2026.