Christopher Littlefield reports stock transactions at PFG
By AlphaYouPublished Form 4
LITTLEFIELD CHRISTOPHER J
Reporting filer
Christopher Littlefield reports stock transactions, not an open-market purchase or sale, in Principal Financial Group Inc. Form 4 filed Nov 5, 2026 lists 5 entries.
- Disclosed
- Nov 5, 2026
Reported details
5 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | LITTLEFIELD CHRISTOPHER J | 2026-11-04 | A | Grant or award | 51285 | 51.73 | 128,564 | 1 day | Filed terms
|
| Common Stock | LITTLEFIELD CHRISTOPHER J | 2026-11-04 | D | Disposition to issuer | 51285 | 116.3 | 77,279 | 1 day | Filed terms
|
| Employee Stock Option (Right to Buy) (derivative) | LITTLEFIELD CHRISTOPHER J | 2026-11-04 | M | Exercise or conversion | 17095 | 51.73 | 0 | 1 day | Filed terms
|
| Employee Stock Option (Right to Buy) (derivative) | LITTLEFIELD CHRISTOPHER J | 2026-11-04 | M | Exercise or conversion | 17095 | 51.73 | 0 | 1 day | Filed terms
|
| Employee Stock Option (Right to Buy) (derivative) | LITTLEFIELD CHRISTOPHER J | 2026-11-04 | M | Exercise or conversion | 17095 | 51.73 | 0 | 1 day | Filed terms
|
Common Stock
- Owner
- LITTLEFIELD CHRISTOPHER J
- Date
- 2026-11-04
- Code
- A
- Action
- Grant or award
- Quantity
- 51285
- Price
- 51.73
- Following holdings
- 128,564
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 51285
- transaction Price Per Share: 51.73
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 128564
- direct Or Indirect Ownership: D
Common Stock
- Owner
- LITTLEFIELD CHRISTOPHER J
- Date
- 2026-11-04
- Code
- D
- Action
- Disposition to issuer
- Quantity
- 51285
- Price
- 116.3
- Following holdings
- 77,279
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: D
- equity Swap Involved: 0
- transaction Shares: 51285
- transaction Price Per Share: 116.3
- id: F1
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 77279
- direct Or Indirect Ownership: D
Employee Stock Option (Right to Buy) (derivative)
- Owner
- LITTLEFIELD CHRISTOPHER J
- Date
- 2026-11-04
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 17095
- Price
- 51.73
- Following holdings
- 0
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Employee Stock Option (Right to Buy)
- conversion Or Exercise Price: 51.73
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 17095
- transaction Price Per Share: 51.73
- transaction Acquired Disposed Code: D
- exercise Date: 2021-02-24
- expiration Date: 2030-02-24
- underlying Security Title: Common Stock
- underlying Security Shares: 17095
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: D
Employee Stock Option (Right to Buy) (derivative)
- Owner
- LITTLEFIELD CHRISTOPHER J
- Date
- 2026-11-04
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 17095
- Price
- 51.73
- Following holdings
- 0
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Employee Stock Option (Right to Buy)
- conversion Or Exercise Price: 51.73
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 17095
- transaction Price Per Share: 51.73
- transaction Acquired Disposed Code: D
- exercise Date: 2022-02-24
- expiration Date: 2030-02-24
- underlying Security Title: Common Stock
- underlying Security Shares: 17095
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: D
Employee Stock Option (Right to Buy) (derivative)
- Owner
- LITTLEFIELD CHRISTOPHER J
- Date
- 2026-11-04
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 17095
- Price
- 51.73
- Following holdings
- 0
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Employee Stock Option (Right to Buy)
- conversion Or Exercise Price: 51.73
- transaction Date: 2026-11-04
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 17095
- transaction Price Per Share: 51.73
- transaction Acquired Disposed Code: D
- exercise Date: 2023-02-24
- expiration Date: 2030-02-24
- underlying Security Title: Common Stock
- underlying Security Shares: 17095
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- LITTLEFIELD CHRISTOPHER J: President - RIS.
- F1: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Original sources
Prepared automatically from public filing data. Report a correction.