Deven Soni reports a stock award at Vertical Data
By AlphaYouPublished Form 4
Soni Deven
Reporting filer
Deven Soni reports a stock award, not an open-market purchase or sale, in Vertical Data Inc.. Form 4 filed Nov 2, 2026 lists 3 entries.
- Disclosed
- Nov 2, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Soni Deven | 2026-03-11 | A | Grant or award | 180000 | 0.50 | 2,640,000 | 236 days | Filed terms
|
| Common Stock | Soni Deven | 2026-05-26 | A | Grant or award | 14850 | 3.03 | 2,654,850 | 160 days | Filed terms
|
| Common Stock | Soni Deven | 2026-09-17 | A | Grant or award | 81118 | 0.00 | 81,118 | 46 days | Filed terms
|
Common Stock
- Owner
- Soni Deven
- Date
- 2026-03-11
- Code
- A
- Action
- Grant or award
- Quantity
- 180000
- Price
- 0.50
- Following holdings
- 2,640,000
- Reporting delay
- 236 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- id: F1
- transaction Date: 2026-03-11
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- id: F2
- transaction Shares: 180000
- transaction Price Per Share: 0.50
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 2640000
- direct Or Indirect Ownership: I
- nature Of Ownership: By AASD Investments LLC
- id: F3
Common Stock
- Owner
- Soni Deven
- Date
- 2026-05-26
- Code
- A
- Action
- Grant or award
- Quantity
- 14850
- Price
- 3.03
- Following holdings
- 2,654,850
- Reporting delay
- 160 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- id: F4
- transaction Date: 2026-05-26
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- id: F2
- transaction Shares: 14850
- transaction Price Per Share: 3.03
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 2654850
- direct Or Indirect Ownership: I
- nature Of Ownership: By AASD Investments LLC
- id: F3
Common Stock
- Owner
- Soni Deven
- Date
- 2026-09-17
- Code
- A
- Action
- Grant or award
- Quantity
- 81118
- Price
- 0.00
- Following holdings
- 81,118
- Reporting delay
- 46 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- id: F5
- id: F6
- transaction Date: 2026-09-17
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- id: F2
- transaction Shares: 81118
- transaction Price Per Share: 0.00
- id: F7
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 81118
- id: F8
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Soni Deven: Chairman, President and CEO, Director.
- F1: Shares issued in settlement of accrued fees for services rendered to the issuer, at $0.50 per share, as approved by the Board of Directors at its meeting held March 11, 2026.
- F2: Each such transaction was approved by the Board of Directors of the issuer and is intended to be exempt from Section 16(b) pursuant to Rule 16b-3(d).
- F3: Shares held of record by AASD Investments LLC.
- F4: Shares issued in settlement of accrued compensation for the period April 1 through June 30, 2026, at $3.03 per share, the volume-weighted average price of the issuer's common stock for May 2026, as approved by the Board of Directors.
- F5: Represents restricted stock units ("RSUs") granted under the Vertical Data Inc. 2024 Stock Incentive Plan pursuant to a unanimous written consent of the Board of Directors executed by all directors on September 17, 2026, in consideration of services rendered to the issuer during the period July 1, 2025 through June 30, 2026. Each RSU represents the right to receive one share of common stock, settles solely in shares of common stock on a one-for-one basis and may not be settled in cash. The RSUs were granted to the reporting person individually.
- F6: The RSUs were 100% vested as of the grant date and are not subject to any continued-service requirement, forfeiture condition or issuer repurchase right. The underlying shares are to be delivered as promptly as practicable following the grant date and in all events no later than March 15, 2027.
- F7: The RSUs were granted at no cash cost to the reporting person. The number of RSUs was determined by dividing the target grant value approved by the Board ($383,689) by $4.73, the 30-calendar-day volume-weighted average price of the issuer's common stock as reported by OTC Markets for the period ended September 15, 2026, rounded to the nearest whole unit.
- F8: The RSUs had not settled as of the date of this report. The issuer expects to withhold shares to satisfy tax withholding obligations when the RSUs settle; any shares withheld will be reported when withheld.
Original sources
Prepared automatically from public filing data. Report a correction.