AlphaYouAXIA3: Falconi Campos Vicente discloses securities transactions
By AlphaYouPublished Form 4
Falconi Campos Vicente
Reporting filer
Falconi Campos Vicente reported Grant or award in AXIA Energia S.A.: 1464 units of Common Shares, dated 2026-10-02. The full Form 4 contains 6 transaction entries.
- Disclosed
- Oct 6, 2026
Reported details
6 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Falconi Campos Vicente | 2026-10-02 | A | Grant or award | 1464 | 0 | 144,438 | 4 days | Filed terms
|
| Common Shares | Falconi Campos Vicente | 2026-10-02 | A | Grant or award | 114297 | 0 | 4,555,632 | 4 days | Filed terms
|
| Common Shares | Falconi Campos Vicente | 2026-10-02 | A | Grant or award | 66846 | 0 | 2,664,336 | 4 days | Filed terms
|
| Class "C" Preferred Shares (derivative) | Falconi Campos Vicente | 2026-10-02 | C | Conversion | 1464 | 0 | 8,011 | 4 days | Filed terms
|
| Class "C" Preferred Shares (derivative) | Falconi Campos Vicente | 2026-10-02 | C | Conversion | 114297 | 0 | 625,017 | 4 days | Filed terms
|
| Class "C" Preferred Shares (derivative) | Falconi Campos Vicente | 2026-10-02 | C | Conversion | 66846 | 0 | 365,539 | 4 days | Filed terms
|
Common Shares
- Owner
- Falconi Campos Vicente
- Date
- 2026-10-02
- Code
- A
- Action
- Grant or award
- Quantity
- 1464
- Price
- 0
- Following holdings
- 144,438
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Shares
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 1464
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 144438
- id: F2
- direct Or Indirect Ownership: D
Common Shares
- Owner
- Falconi Campos Vicente
- Date
- 2026-10-02
- Code
- A
- Action
- Grant or award
- Quantity
- 114297
- Price
- 0
- Following holdings
- 4,555,632
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Shares
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 114297
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 4555632
- direct Or Indirect Ownership: I
- nature Of Ownership: See Footnote
- id: F3
Common Shares
- Owner
- Falconi Campos Vicente
- Date
- 2026-10-02
- Code
- A
- Action
- Grant or award
- Quantity
- 66846
- Price
- 0
- Following holdings
- 2,664,336
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Shares
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 66846
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 2664336
- direct Or Indirect Ownership: I
- nature Of Ownership: See Footnote
- id: F4
Class "C" Preferred Shares (derivative)
- Owner
- Falconi Campos Vicente
- Date
- 2026-10-02
- Code
- C
- Action
- Conversion
- Quantity
- 1464
- Price
- 0
- Following holdings
- 8,011
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class "C" Preferred Shares
- id: F5
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 1464
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F5
- id: F5
- underlying Security Title: Common Shares
- underlying Security Shares: 1464
- shares Owned Following Transaction: 8011
- direct Or Indirect Ownership: D
Class "C" Preferred Shares (derivative)
- Owner
- Falconi Campos Vicente
- Date
- 2026-10-02
- Code
- C
- Action
- Conversion
- Quantity
- 114297
- Price
- 0
- Following holdings
- 625,017
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class "C" Preferred Shares
- id: F5
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 114297
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F5
- id: F5
- underlying Security Title: Common Shares
- underlying Security Shares: 114297
- shares Owned Following Transaction: 625017
- direct Or Indirect Ownership: I
- nature Of Ownership: See Footnote
- id: F3
Class "C" Preferred Shares (derivative)
- Owner
- Falconi Campos Vicente
- Date
- 2026-10-02
- Code
- C
- Action
- Conversion
- Quantity
- 66846
- Price
- 0
- Following holdings
- 365,539
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class "C" Preferred Shares
- id: F5
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 66846
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F5
- id: F5
- underlying Security Title: Common Shares
- underlying Security Shares: 66846
- shares Owned Following Transaction: 365539
- direct Or Indirect Ownership: I
- nature Of Ownership: See Footnote
- id: F4
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Falconi Campos Vicente: Director.
- F1: On October 2, 2026, certain of the class "C" preferred shares ("PNC Shares") previously reported herein were converted into Common Shares, in connection with the mandatory redemption of 15.46% of AXIA Energia S.A. (the "Company")'s outstanding PNC Shares announced on September 22, 2026 and pursuant to the terms of the Company's bylaws.
- F2: Represents the sum of (i) RSUs; and (ii) common shares held by the reporting person.
- F3: Vicente Falconi Campos ("Mr. Campos") is a controlling shareholder in STARTOURS FIA IE ("Startours") which directly holds the Common Shares and the PNC Shares of the Company reported in this filing. Mr. Campos may be deemed to indirectly beneficially own these shares by virtue of control over Startours. For the purposes of this filing, each of Startours and Mr. Campos disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Startours or Mr. Campos is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise.
- F4: Mr. Campos is a controlling shareholder in TUCA FIA RESPONSABILIDADE LIMITADA ("Tuca") which directly holds the Common Shares and the PNC Shares of the Company reported in this filing. Mr. Campos may be deemed to indirectly beneficially own these shares by virtue of control over Tuca. For the purposes of this filing, each of Tuca and Mr. Campos disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Tuca or Mr. Campos is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.
- F5: Pursuant to Article 11 of the Bylaws of the Company, the PNC Shares shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031.
Original sources
Prepared automatically from public filing data. Report a correction.