Robert Dee Etherington reports a stock award at Clene

By AlphaYouPublished Oct 21, 2026Form 4

Stocks in this disclosure

Reported activity

Etherington Robert Dee

Reporting filer

Robert Dee Etherington reports a stock award, not an open-market purchase or sale, in Clene Inc.. Form 4 filed Oct 21, 2026 lists 1 entry.

Reported details

1 entry

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
stock option (derivative)	Etherington Robert Dee	2026-10-20	A	Grant or award	55000	0	55,000	1 day	Filed terms security Title: stock option conversion Or Exercise Price: 3.73 transaction Date: 2026-10-20 transaction Form Type: 4 transaction Code: A equity Swap Involved: 0 transaction Shares: 55000 transaction Price Per Share: 0 transaction Acquired Disposed Code: A id: F1 expiration Date: 2036-10-19 underlying Security Title: common stock underlying Security Shares: 55000 shares Owned Following Transaction: 55000 direct Or Indirect Ownership: D

Owner: Etherington Robert Dee
Date: 2026-10-20
Code: A
Action: Grant or award
Quantity: 55000
Price: 0
Following holdings: 55,000
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: stock option
conversion Or Exercise Price: 3.73
transaction Date: 2026-10-20
transaction Form Type: 4
transaction Code: A
equity Swap Involved: 0
transaction Shares: 55000
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
id: F1
expiration Date: 2036-10-19
underlying Security Title: common stock
underlying Security Shares: 55000
shares Owned Following Transaction: 55000
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Etherington Robert Dee: President & CEO, Director.
F1: This option was granted on October 20, 2026 as an option for 55,000 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $3.73 per share. The options vest in 12 equal monthly installments on the 20th day of each calendar month, beginning November 20, 2026, until such shares are fully vested.

Prepared automatically from public filing data. Report a correction.