JD: Li Carol Yun Yau discloses securities transactions
By AlphaYouPublished Form 4
Li Carol Yun Yau
Reporting filer
Li Carol Yun Yau reported Exercise or conversion in JD.com, Inc.: 9329 units of American depositary shares, dated 2026-09-23. The full Form 4 contains 2 transaction entries.
- Disclosed
- Sep 23, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| American depositary shares | Li Carol Yun Yau | 2026-09-23 | M | Exercise or conversion | 9329 | 0 | 27,413 | 0 days | Filed terms
|
| Restricted Share Units (derivative) | Li Carol Yun Yau | 2026-09-23 | M | Exercise or conversion | 18658 | 0 | 0 | 0 days | Filed terms
|
American depositary shares
- Owner
- Li Carol Yun Yau
- Date
- 2026-09-23
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 9329
- Price
- 0
- Following holdings
- 27,413
- Reporting delay
- 0 days
- Filed terms and references
Filed terms
- security Title: American depositary shares
- id: F1
- transaction Date: 2026-09-23
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 9329
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 27413
- direct Or Indirect Ownership: D
Restricted Share Units (derivative)
- Owner
- Li Carol Yun Yau
- Date
- 2026-09-23
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 18658
- Price
- 0
- Following holdings
- 0
- Reporting delay
- 0 days
- Filed terms and references
Filed terms
- security Title: Restricted Share Units
- id: F2
- transaction Date: 2026-09-23
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 18658
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Class A ordinary shares
- underlying Security Shares: 18658
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Li Carol Yun Yau: Director.
- F1: These American depositary shares (ADSs), each representing two Class A ordinary shares, were acquired upon vesting and settlement of restricted share units.
- F2: Each restricted share unit represents the contingent right to receive one Class A ordinary share.
- F3: These restricted shares units were vested on September 23, 2026 and do not have an expiration date.
Original sources
Prepared automatically from public filing data. Report a correction.