AlphaYouGECC: Davis Keri discloses securities transactions
By AlphaYouPublished Form 4
Davis Keri
Reporting filer
Davis Keri reported Grant or award in Great Elm Capital Corp.: 7646 units of Common Stock, dated 2026-09-21. The full Form 4 contains 3 transaction entries.
- Disclosed
- Sep 23, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Davis Keri | 2026-09-21 | A | Grant or award | 7646 | 0 | 29,539 | 2 days | Filed terms
|
| Common Stock | Davis Keri | 2026-09-21 | A | Grant or award | 1372 | 0 | 30,911 | 2 days | Filed terms
|
| Common Stock | Davis Keri | 2026-09-21 | F | Tax/exercise withholding | 2972 | 5.37 | 27,939 | 2 days | Filed terms
|
Common Stock
- Owner
- Davis Keri
- Date
- 2026-09-21
- Code
- A
- Action
- Grant or award
- Quantity
- 7646
- Price
- 0
- Following holdings
- 29,539
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- id: F1
- transaction Timeliness:
- transaction Shares: 7646
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 29539
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Davis Keri
- Date
- 2026-09-21
- Code
- A
- Action
- Grant or award
- Quantity
- 1372
- Price
- 0
- Following holdings
- 30,911
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- id: F2
- transaction Timeliness:
- transaction Shares: 1372
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 30911
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Davis Keri
- Date
- 2026-09-21
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 2972
- Price
- 5.37
- Following holdings
- 27,939
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- id: F3
- transaction Timeliness:
- transaction Shares: 2972
- transaction Price Per Share: 5.37
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 27939
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Davis Keri: CFO.
- F1: Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 7,646 shares of common stock of GECC as equity compensation for her position at GECM, 1,911 of which vested on the grant date, September 21, 2026, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2029, subject to continued service with GECM.
- F2: Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates.
- F3: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3.
Original sources
Prepared automatically from public filing data. Report a correction.