DCTH: Rosalind Advisors, Inc. reports stock transactions
By AlphaYouPublished Form 4
Rosalind Advisors, Inc.; SALAMON STEVEN A J; Aharon Gil
Reporting filer
Rosalind Advisors, Inc. reports stock transactions, not an open-market purchase or sale, in Delcath Systems, Inc.. Form 4 filed Oct 14, 2026 lists 3 entries.
- Disclosed
- Oct 14, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Rosalind Advisors, Inc.; SALAMON STEVEN A J; Aharon Gil | 2026-10-13 | C | Conversion | 3627 | 0 | 3,417,095 | 1 day | Filed terms
|
| Common Stock | Rosalind Advisors, Inc.; SALAMON STEVEN A J; Aharon Gil | 2026-10-13 | J | Other (see filing) | 27502 | 0 | 3,389,593 | 1 day | Filed terms
|
| Series E preferred (derivative) | Rosalind Advisors, Inc.; SALAMON STEVEN A J; Aharon Gil | 2026-10-13 | C | Conversion | 36.27 | 0 | 9,112.38 | 1 day | Filed terms
|
Common Stock
- Owner
- Rosalind Advisors, Inc.; SALAMON STEVEN A J; Aharon Gil
- Date
- 2026-10-13
- Code
- C
- Action
- Conversion
- Quantity
- 3627
- Price
- 0
- Following holdings
- 3,417,095
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-13
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 3627
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 3417095
- id: F2
- direct Or Indirect Ownership: I
- nature Of Ownership: By Rosalind Advisors Inc., the advisor to the Rosalind Funds
- id: F1
Common Stock
- Owner
- Rosalind Advisors, Inc.; SALAMON STEVEN A J; Aharon Gil
- Date
- 2026-10-13
- Code
- J
- Action
- Other (see filing)
- Quantity
- 27502
- Price
- 0
- Following holdings
- 3,389,593
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-13
- transaction Form Type: 4
- transaction Code: J
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 27502
- id: F3
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 3389593
- direct Or Indirect Ownership: I
- nature Of Ownership: By Rosalind Advisors Inc., the advisor to the Rosalind Funds
- id: F1
Series E preferred (derivative)
- Owner
- Rosalind Advisors, Inc.; SALAMON STEVEN A J; Aharon Gil
- Date
- 2026-10-13
- Code
- C
- Action
- Conversion
- Quantity
- 36.27
- Price
- 0
- Following holdings
- 9,112.38
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Series E preferred
- conversion Or Exercise Price: 10
- transaction Date: 2026-10-13
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 36.27
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F4
- id: F4
- underlying Security Title: Common Shares
- underlying Security Shares: 3627
- shares Owned Following Transaction: 9112.38
- direct Or Indirect Ownership: I
- nature Of Ownership: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or
- id: F1
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Rosalind Advisors, Inc.: Director.
- SALAMON STEVEN A J: Director.
- Aharon Gil: Director.
- F1: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
- F2: Rosalind Opportunities Fund I L.P. converted 36.27 shares of Series E Preferred Stock to acquire 3,627 common shares.
- F3: Shares distributed in kind by Rosalind Opportunities Fund I L.P. to limited partners in satisfaction of redemption requests, for no consideration.
- F4: The Series E Preferred Stock has no expiration date and is immediately convertible.
Original sources
Prepared automatically from public filing data. Report a correction.