AlphaYouPFG: HOCHSCHILD ROGER C discloses securities transactions
By AlphaYouPublished Form 4
HOCHSCHILD ROGER C
Reporting filer
HOCHSCHILD ROGER C reported Grant or award in PRINCIPAL FINANCIAL GROUP INC: 285 units of Common Stock, dated 2026-09-25. The full Form 4 contains 2 transaction entries.
- Disclosed
- Sep 29, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | HOCHSCHILD ROGER C | 2026-09-25 | A | Grant or award | 285 | 0.00 | 41,762 | 4 days | Filed terms
|
| Phantom Stock Units (derivative) | HOCHSCHILD ROGER C | 2026-09-25 | A | Grant or award | 218 | 114.77 | 29,892 | 4 days | Filed terms
|
Common Stock
- Owner
- HOCHSCHILD ROGER C
- Date
- 2026-09-25
- Code
- A
- Action
- Grant or award
- Quantity
- 285
- Price
- 0.00
- Following holdings
- 41,762
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-25
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 285
- transaction Price Per Share: 0.00
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 41762
- direct Or Indirect Ownership: D
Phantom Stock Units (derivative)
- Owner
- HOCHSCHILD ROGER C
- Date
- 2026-09-25
- Code
- A
- Action
- Grant or award
- Quantity
- 218
- Price
- 114.77
- Following holdings
- 29,892
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Phantom Stock Units
- id: F2
- transaction Date: 2026-09-25
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 218
- transaction Price Per Share: 114.77
- transaction Acquired Disposed Code: A
- id: F3
- id: F3
- underlying Security Title: Common Stock
- underlying Security Shares: 218
- shares Owned Following Transaction: 29892
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- HOCHSCHILD ROGER C: Director.
- F1: Grant of restricted stock units.
- F2: The units convert to common stock on a one-for-one basis.
- F3: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
Original sources
Prepared automatically from public filing data. Report a correction.