AlphaYouPENG: Clark Joseph Gates discloses securities transactions
By AlphaYouPublished Form 4
Clark Joseph Gates
Reporting filer
Clark Joseph Gates reported Grant or award in Penguin Solutions, Inc.: 30932 units of Common Stock, dated 2026-10-03. The full Form 4 contains 2 transaction entries.
- Disclosed
- Oct 6, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Clark Joseph Gates | 2026-10-03 | A | Grant or award | 30932 | 0 | 101,210 | 3 days | Filed terms
|
| Common Stock | Clark Joseph Gates | 2026-10-03 | F | Tax/exercise withholding | 13437 | 61.36 | 87,773 | 3 days | Filed terms
|
Common Stock
- Owner
- Clark Joseph Gates
- Date
- 2026-10-03
- Code
- A
- Action
- Grant or award
- Quantity
- 30932
- Price
- 0
- Following holdings
- 101,210
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-03
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 30932
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 101210
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Clark Joseph Gates
- Date
- 2026-10-03
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 13437
- Price
- 61.36
- Following holdings
- 87,773
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-03
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 13437
- id: F2
- transaction Price Per Share: 61.36
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 87773
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Clark Joseph Gates: SVP and Pres, Optimized LED.
- F1: On September 25, 2023, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 3, 2026, the Committee certified the performance goal achievement and determined that 30,932 PSUs were earned by the reporting person and vested as of such date.
- F2: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.
Original sources
Prepared automatically from public filing data. Report a correction.