AlphaYouOSG: Smith R Sharon discloses securities transactions
By AlphaYouPublished Form 4
Smith R Sharon
Reporting filer
Smith R Sharon reported Exercise or conversion in OCTAVE SPECIALTY GROUP INC: 2539 units of Common Stock, dated 2026-10-03. The full Form 4 contains 4 transaction entries.
- Disclosed
- Oct 6, 2026
Reported details
4 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Smith R Sharon | 2026-10-03 | M | Exercise or conversion | 2539 | Not stated (see footnotes) | 158,865 | 3 days | Filed terms
|
| Common Stock | Smith R Sharon | 2026-10-03 | F | Tax/exercise withholding | 2539 | 4.60 | 156,326 | 3 days | Filed terms
|
| Restricted Stock Units (derivative) | Smith R Sharon | 2026-10-03 | M | Exercise or conversion | 55433 | 0 | 64,881 | 3 days | Filed terms
|
| Deferred Share Units (derivative) | Smith R Sharon | 2026-10-03 | M | Exercise or conversion | 52894 | 0 | 138,240 | 3 days | Filed terms
|
Common Stock
- Owner
- Smith R Sharon
- Date
- 2026-10-03
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 2539
- Price
- Not stated (see footnotes)
- Following holdings
- 158,865
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-03
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 2539
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 158865
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Smith R Sharon
- Date
- 2026-10-03
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 2539
- Price
- 4.60
- Following holdings
- 156,326
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-03
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 2539
- transaction Price Per Share: 4.60
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 156326
- id: F2
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Smith R Sharon
- Date
- 2026-10-03
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 55433
- Price
- 0
- Following holdings
- 64,881
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F3
- transaction Date: 2026-10-03
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 55433
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F4
- id: F4
- underlying Security Title: Common Stock
- underlying Security Shares: 55433
- shares Owned Following Transaction: 64881
- direct Or Indirect Ownership: D
Deferred Share Units (derivative)
- Owner
- Smith R Sharon
- Date
- 2026-10-03
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 52894
- Price
- 0
- Following holdings
- 138,240
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Deferred Share Units
- id: F5
- transaction Date: 2026-10-03
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 52894
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F6
- id: F6
- underlying Security Title: Common Stock
- underlying Security Shares: 52894
- shares Owned Following Transaction: 138240
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Smith R Sharon: Exec VP & Group COO.
- F1: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.
- F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
- F3: Represents the aggregate amount of RSUs that vested.
- F4: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on October 3, 2026, July 9, 2027, and July 9, 2028.
- F5: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company.
- F6: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.
Original sources
Prepared automatically from public filing data. Report a correction.