Monteiro Souza reports stock transactions at AXIA3
By AlphaYouPublished Form 4
de Souza Monteiro Ivan
Reporting filer
Monteiro Ivan de Souza reports stock transactions, not an open-market purchase or sale, in AXIA Energia S.A.. Form 4 filed Nov 3, 2026 lists 4 entries.
- Disclosed
- Nov 3, 2026
Reported details
4 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Shares | de Souza Monteiro Ivan | 2026-10-30 | A | Grant or award | 4939 | 0 | 414,232 | 4 days | Filed terms
|
| Common Shares | de Souza Monteiro Ivan | 2026-10-30 | M | Exercise or conversion | 82969 | 57.08 | 497,201 | 4 days | Filed terms
|
| Class "C" Preferred Shares (derivative) | de Souza Monteiro Ivan | 2026-10-30 | C | Conversion | 4939 | 0 | 21,706 | 4 days | Filed terms
|
| Stock Options (derivative) | de Souza Monteiro Ivan | 2026-10-30 | M | Exercise or conversion | 82969 | 0 | 1,370,558 | 4 days | Filed terms
|
Common Shares
- Owner
- de Souza Monteiro Ivan
- Date
- 2026-10-30
- Code
- A
- Action
- Grant or award
- Quantity
- 4939
- Price
- 0
- Following holdings
- 414,232
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Shares
- transaction Date: 2026-10-30
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 4939
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 414232
- id: F2
- direct Or Indirect Ownership: D
Common Shares
- Owner
- de Souza Monteiro Ivan
- Date
- 2026-10-30
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 82969
- Price
- 57.08
- Following holdings
- 497,201
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Shares
- transaction Date: 2026-10-30
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 82969
- transaction Price Per Share: 57.08
- id: F3
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 497201
- id: F2
- direct Or Indirect Ownership: D
Class "C" Preferred Shares (derivative)
- Owner
- de Souza Monteiro Ivan
- Date
- 2026-10-30
- Code
- C
- Action
- Conversion
- Quantity
- 4939
- Price
- 0
- Following holdings
- 21,706
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class "C" Preferred Shares
- id: F4
- transaction Date: 2026-10-30
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 4939
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F4
- id: F4
- underlying Security Title: Common Shares
- underlying Security Shares: 4939
- shares Owned Following Transaction: 21706
- direct Or Indirect Ownership: D
Stock Options (derivative)
- Owner
- de Souza Monteiro Ivan
- Date
- 2026-10-30
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 82969
- Price
- 0
- Following holdings
- 1,370,558
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Stock Options
- id: F5
- conversion Or Exercise Price: 57.08
- id: F3
- transaction Date: 2026-10-30
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 82969
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F6
- id: F7
- underlying Security Title: Common Shares
- underlying Security Shares: 82969
- shares Owned Following Transaction: 1370558
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- de Souza Monteiro Ivan: See Remarks*.
- F1: On October 30, 2026, certain of the class "C" preferred shares ("PNC Shares") previously reported herein were converted into Common Shares, in connection with the mandatory redemption of 18.54% of AXIA Energia S.A. (the "Company")'s outstanding PNC Shares announced on October 20, 2026 and pursuant to the terms of the Company's bylaws.
- F2: Represents the sum of (i) RSUs; and (ii) common shares held by the reporting person.
- F3: The exercise price is R$57.08 per share accrues interest at a rate of 5% per annum from grant date to exercise date and is subject to certain other adjustments.
- F4: Pursuant to Article 11 of the Bylaws of the Company, the PNC Shares shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031.
- F5: The stock options were issued pursuant to the Company's restricted share based compensation program. Exercise is conditioned up the achievement of certain performance goals, as set forth in the award agreement, and the satisfaction of certain other conditions.
- F6: 1/3 of the stock options vest 3 years from grant date, with the remaining vesting on the 4th and 5th anniversaries from grant date, subject to certain conditions, as set forth in the award agreement.
- F7: The reporting person must exercise vested options within 120 days after each respective maturity period, failing which the options lapse. Upon exercise, the reporting person is subject to a lock-up period of 180 calendar days during which the shares may not be sold, transferred, or encumbered.
Original sources
Prepared automatically from public filing data. Report a correction.