HNNA: Fahy Kathryn discloses securities transactions
By AlphaYouPublished Form 4
Fahy Kathryn
Reporting filer
Fahy Kathryn reported Grant or award in HENNESSY ADVISORS INC: 12500 units of Common Stock, dated 2026-09-18. The full Form 4 contains 2 transaction entries.
- Disclosed
- Sep 22, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Fahy Kathryn | 2026-09-18 | A | Grant or award | 12500 | 0 | 73,188.93 | 4 days | Filed terms
|
| Common Stock | Fahy Kathryn | 2026-09-18 | F | Tax/exercise withholding | 4258 | 10.38 | 68,930.93 | 4 days | Filed terms
|
Common Stock
- Owner
- Fahy Kathryn
- Date
- 2026-09-18
- Code
- A
- Action
- Grant or award
- Quantity
- 12500
- Price
- 0
- Following holdings
- 73,188.93
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-18
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- id: F1
- transaction Shares: 12500
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 73188.93
- id: F1
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Fahy Kathryn
- Date
- 2026-09-18
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 4258
- Price
- 10.38
- Following holdings
- 68,930.93
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-18
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 4258
- transaction Price Per Share: 10.38
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 68930.93
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Fahy Kathryn: SVP and CFO.
- F1: Includes 12,500 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027.
Original sources
Prepared automatically from public filing data. Report a correction.