Kenneth Moelis reports an option exercise at Moelis
By AlphaYouPublished Form 4
MOELIS KENNETH
Reporting filer
Kenneth Moelis reports an option exercise, not an open-market purchase or sale, in Moelis & Co. Form 4 filed Nov 2, 2026 lists 2 entries.
- Disclosed
- Nov 2, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | MOELIS KENNETH | 2026-10-30 | M | Exercise or conversion | 8 | Not stated (see footnotes) | 209,318 | 3 days | Filed terms
|
| Class B Common Stock, par value $0.01 (derivative) | MOELIS KENNETH | 2026-10-30 | M | Exercise or conversion | 15180 | Not stated (see footnotes) | 4,175,299 | 3 days | Filed terms
|
Class A Common Stock
- Owner
- MOELIS KENNETH
- Date
- 2026-10-30
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 8
- Price
- Not stated (see footnotes)
- Following holdings
- 209,318
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Class A Common Stock
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- id: F1
- transaction Shares: 8
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 209318
- id: F2
- direct Or Indirect Ownership: D
Class B Common Stock, par value $0.01 (derivative)
- Owner
- MOELIS KENNETH
- Date
- 2026-10-30
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 15180
- Price
- Not stated (see footnotes)
- Following holdings
- 4,175,299
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Class B Common Stock, par value $0.01
- id: F1
- id: F3
- id: F3
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- id: F3
- transaction Shares: 15180
- id: F1
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Class A Common Stock, par value $0.01
- underlying Security Shares: 8.00
- shares Owned Following Transaction: 4175299
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- MOELIS KENNETH: Executive Chairman, Director.
- F1: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.
- F2: Mr. Moelis' ownership of 209,318 shares of Class A common stock is in addition to (i) 938,475 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2021 through 2025, (ii) 318,796 units of unvested equity granted to Mr. Moelis in February, 2025 pursuant to a retention award, (iii) 100,020 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iv) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.
- F3: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.
Original sources
Prepared automatically from public filing data. Report a correction.