Barbara Zipperian reports stock transactions at BAFN

By AlphaYouPublished Nov 9, 2026Form 4

Stocks in this disclosure

Reported activity

Zipperian Barbara J

Reporting filer

Barbara Zipperian reports stock transactions, not an open-market purchase or sale, in BayFirst Financial Corp.. Form 4 filed Nov 9, 2026 lists 2 entries.

Disclosed: Nov 9, 2026

Reported details

2 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	Zipperian Barbara J	2026-11-06	J	Other (see filing)	824	Not stated (see footnotes)	10,905.1	3 days	Filed terms security Title: Common Stock transaction Date: 2026-11-06 transaction Form Type: 4 transaction Code: J equity Swap Involved: 0 id: F1 transaction Shares: 824 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 10905.0998 direct Or Indirect Ownership: D
Series C Cumulative Convertible Preferred Stock (derivative)	Zipperian Barbara J	2026-11-06	C	Conversion	3	Not stated (see footnotes)	0	3 days	Filed terms security Title: Series C Cumulative Convertible Preferred Stock id: F1 transaction Date: 2026-11-06 transaction Form Type: 4 transaction Code: C equity Swap Involved: 0 transaction Shares: 3 id: F1 transaction Acquired Disposed Code: D exercise Date: 2023-11-30 expiration Date: 2033-11-30 underlying Security Title: Common Stock underlying Security Shares: 824 shares Owned Following Transaction: 0 direct Or Indirect Ownership: D

Common Stock

Owner: Zipperian Barbara J
Date: 2026-11-06
Code: J
Action: Other (see filing)
Quantity: 824
Price: Not stated (see footnotes)
Following holdings: 10,905.1
Reporting delay: 3 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
transaction Shares: 824
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 10905.0998
direct Or Indirect Ownership: D

Series C Cumulative Convertible Preferred Stock (derivative)

Owner: Zipperian Barbara J
Date: 2026-11-06
Code: C
Action: Conversion
Quantity: 3
Price: Not stated (see footnotes)
Following holdings: 0
Reporting delay: 3 days
Filed terms and references: Filed terms
security Title: Series C Cumulative Convertible Preferred Stock
id: F1
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: C
equity Swap Involved: 0
transaction Shares: 3
id: F1
transaction Acquired Disposed Code: D
exercise Date: 2023-11-30
expiration Date: 2033-11-30
underlying Security Title: Common Stock
underlying Security Shares: 824
shares Owned Following Transaction: 0
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Zipperian Barbara J: Director.
F1: The reporting person acquired the common shares upon the conversion of shares Series C Cumulative Convertible Preferred Stock. For each share of preferred stock, the Company issued approximately 274.7253 common shares.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

NewsInsider activity