AlphaYouUSAR: Humpton Barbara discloses securities transactions
By AlphaYouPublished Form 4
Humpton Barbara
Reporting filer
Humpton Barbara reported Exercise or conversion in USA Rare Earth, Inc.: 83554 units of Common Stock, par value $0.0001 per share, dated 2026-10-01. The full Form 4 contains 7 transaction entries.
- Disclosed
- Oct 6, 2026
Reported details
7 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Humpton Barbara | 2026-10-01 | M | Exercise or conversion | 83554 | 13.80 | 83,554 | 5 days | Filed terms
|
| Common Stock, par value $0.0001 per share | Humpton Barbara | 2026-10-01 | M | Exercise or conversion | 104443 | 13.80 | 187,997 | 5 days | Filed terms
|
| Common Stock, par value $0.0001 per share | Humpton Barbara | 2026-10-01 | M | Exercise or conversion | 31333 | 13.80 | 219,330 | 5 days | Filed terms
|
| Common Stock, par value $0.0001 per share | Humpton Barbara | 2026-10-02 | S | Sale | 88391 | 13.75 | 130,939 | 4 days | Filed terms
|
| Restricted Stock Units (derivative) | Humpton Barbara | 2026-10-01 | M | Exercise or conversion | 83554 | 0 | 167,108 | 5 days | Filed terms
|
| Restricted Stock Units (derivative) | Humpton Barbara | 2026-10-01 | M | Exercise or conversion | 104443 | 0 | 208,884 | 5 days | Filed terms
|
| Restricted Stock Units (derivative) | Humpton Barbara | 2026-10-01 | M | Exercise or conversion | 31333 | 0 | 31,333 | 5 days | Filed terms
|
Common Stock, par value $0.0001 per share
- Owner
- Humpton Barbara
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 83554
- Price
- 13.80
- Following holdings
- 83,554
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Common Stock, par value $0.0001 per share
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 83554
- transaction Price Per Share: 13.80
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 83554
- direct Or Indirect Ownership: D
Common Stock, par value $0.0001 per share
- Owner
- Humpton Barbara
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 104443
- Price
- 13.80
- Following holdings
- 187,997
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Common Stock, par value $0.0001 per share
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 104443
- transaction Price Per Share: 13.80
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 187997
- direct Or Indirect Ownership: D
Common Stock, par value $0.0001 per share
- Owner
- Humpton Barbara
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 31333
- Price
- 13.80
- Following holdings
- 219,330
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Common Stock, par value $0.0001 per share
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 31333
- transaction Price Per Share: 13.80
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 219330
- direct Or Indirect Ownership: D
Common Stock, par value $0.0001 per share
- Owner
- Humpton Barbara
- Date
- 2026-10-02
- Code
- S
- Action
- Sale
- Quantity
- 88391
- Price
- 13.75
- Following holdings
- 130,939
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock, par value $0.0001 per share
- transaction Date: 2026-10-02
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- transaction Shares: 88391
- id: F1
- transaction Price Per Share: 13.75
- id: F2
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 130939
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Humpton Barbara
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 83554
- Price
- 0
- Following holdings
- 167,108
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F3
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 83554
- id: F4
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Common Stock, par value $0.0001 per share
- underlying Security Shares: 83554
- shares Owned Following Transaction: 167108
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Humpton Barbara
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 104443
- Price
- 0
- Following holdings
- 208,884
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F3
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 104443
- id: F4
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Common Stock, par value $0.0001 per share
- underlying Security Shares: 104443
- shares Owned Following Transaction: 208884
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Humpton Barbara
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 31333
- Price
- 0
- Following holdings
- 31,333
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F5
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 31333
- id: F4
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F5
- id: F5
- underlying Security Title: Common Stock, par value $0.0001 per share
- underlying Security Shares: 31333
- shares Owned Following Transaction: 31333
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Humpton Barbara: Former Chief Executive Officer, Other reporting owner.
- F1: Sell-to-cover for taxes associated with the vesting of RSUs received by the reporting person.
- F2: This figure is the weighted average sales price of multiple trades ranging from $13.665 to $14.00 per share. The reporting person undertakes to provide the SEC Staff, USA Rare Earth, Inc. or a shareholder of USA Rare Earth, Inc. full information about the number of shares sold at each separate price upon request.
- F3: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.
- F4: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.
- F5: The RSUs were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-half vested on October 1, 2026 and the remainder is forfeited.
Original sources
Prepared automatically from public filing data. Report a correction.