AXIA3: Falconi Campos Vicente discloses securities transactions

By AlphaYouPublished Sep 23, 2026Form 4

Stocks in this disclosure

Reported activity

Falconi Campos Vicente

Reporting filer

Falconi Campos Vicente reported Other (see filing) in AXIA Energia S.A.: 2311 units of Class "C" Preferred Shares (derivative), dated 2026-09-22. The full Form 4 contains 1 transaction entry.

Disclosed: Sep 23, 2026

Reported details

1 entry

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Class "C" Preferred Shares (derivative)	Falconi Campos Vicente	2026-09-22	J	Other (see filing)	2311	10.74	9,475	1 day	Filed terms security Title: Class "C" Preferred Shares id: F1 transaction Date: 2026-09-22 deemed Execution Date: transaction Form Type: 4 transaction Code: J equity Swap Involved: false transaction Timeliness: transaction Shares: 2311 transaction Price Per Share: 10.74 id: F2 transaction Acquired Disposed Code: D id: F1 id: F1 underlying Security Title: Common Shares underlying Security Shares: 2311 shares Owned Following Transaction: 9475 direct Or Indirect Ownership: D

Class "C" Preferred Shares (derivative)

Owner: Falconi Campos Vicente
Date: 2026-09-22
Code: J
Action: Other (see filing)
Quantity: 2311
Price: 10.74
Following holdings: 9,475
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Class "C" Preferred Shares
id: F1
transaction Date: 2026-09-22
deemed Execution Date:
transaction Form Type: 4
transaction Code: J
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 2311
transaction Price Per Share: 10.74
id: F2
transaction Acquired Disposed Code: D
id: F1
id: F1
underlying Security Title: Common Shares
underlying Security Shares: 2311
shares Owned Following Transaction: 9475
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Falconi Campos Vicente: Director.
F1: Pursuant to Article 11 of the Bylaws of AXIA Energia S.A. (the "Company"), the class "C" preferred shares ("PNC Shares") shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031. The PNC Shares reported herein were mandatorily redeemed for cash in accordance with the foregoing.
F2: The redemption price, $55.56 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Class "C" Preferred Shares (derivative)

Falconi Campos Vicente

2026-09-22

Other (see filing)

2311

10.74

9,475

1 day

Filed terms

security Title: Class "C" Preferred Shares
id: F1
transaction Date: 2026-09-22
deemed Execution Date:
transaction Form Type: 4
transaction Code: J
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 2311
transaction Price Per Share: 10.74
id: F2
transaction Acquired Disposed Code: D
id: F1
id: F1
underlying Security Title: Common Shares
underlying Security Shares: 2311
shares Owned Following Transaction: 9475
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Falconi Campos Vicente: Director.

F1: Pursuant to Article 11 of the Bylaws of AXIA Energia S.A. (the "Company"), the class "C" preferred shares ("PNC Shares") shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031. The PNC Shares reported herein were mandatorily redeemed for cash in accordance with the foregoing.

F2: The redemption price, $55.56 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.