Philip Sivin reports a stock award at Rithm Capital
By AlphaYouPublished Form 4
Sivin Philip M
Reporting filer
Philip Sivin reports a stock award, not an open-market purchase or sale, in Rithm Capital Corp.. Form 4 filed Nov 3, 2026 lists 5 entries.
- Disclosed
- Nov 3, 2026
Reported details
5 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Class B Profits Units of Rithm Capital Management LLC (derivative) | Sivin Philip M | 2026-10-30 | A | Grant or award | 162 | 0 | 17,365 | 4 days | Filed terms
|
| Class B Profits Units of Rithm Capital Management LLC (derivative) | Sivin Philip M | 2026-10-30 | A | Grant or award | 648 | 0 | 25,020 | 4 days | Filed terms
|
| Class B Profits Units of Rithm Capital Management LLC (derivative) | Sivin Philip M | 2026-10-30 | A | Grant or award | 299 | 0 | 16,883 | 4 days | Filed terms
|
| Class B Profits Units of Rithm Capital Management LLC (derivative) | Sivin Philip M | 2026-10-30 | A | Grant or award | 299 | 0 | 11,539 | 4 days | Filed terms
|
| Class B Profits Units of Rithm Capital Management LLC (derivative) | Sivin Philip M | 2026-10-30 | A | Grant or award | 859 | 0 | 33,159 | 4 days | Filed terms
|
Class B Profits Units of Rithm Capital Management LLC (derivative)
- Owner
- Sivin Philip M
- Date
- 2026-10-30
- Code
- A
- Action
- Grant or award
- Quantity
- 162
- Price
- 0
- Following holdings
- 17,365
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class B Profits Units of Rithm Capital Management LLC
- id: F1
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 162
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F3
- id: F3
- underlying Security Title: Common Stock
- underlying Security Shares: 162
- shares Owned Following Transaction: 17365
- direct Or Indirect Ownership: D
Class B Profits Units of Rithm Capital Management LLC (derivative)
- Owner
- Sivin Philip M
- Date
- 2026-10-30
- Code
- A
- Action
- Grant or award
- Quantity
- 648
- Price
- 0
- Following holdings
- 25,020
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class B Profits Units of Rithm Capital Management LLC
- id: F1
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 648
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F4
- id: F4
- underlying Security Title: Common Stock
- underlying Security Shares: 648
- shares Owned Following Transaction: 25020
- direct Or Indirect Ownership: D
Class B Profits Units of Rithm Capital Management LLC (derivative)
- Owner
- Sivin Philip M
- Date
- 2026-10-30
- Code
- A
- Action
- Grant or award
- Quantity
- 299
- Price
- 0
- Following holdings
- 16,883
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class B Profits Units of Rithm Capital Management LLC
- id: F1
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 299
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F5
- id: F5
- underlying Security Title: Common Stock
- underlying Security Shares: 299
- shares Owned Following Transaction: 16883
- direct Or Indirect Ownership: D
Class B Profits Units of Rithm Capital Management LLC (derivative)
- Owner
- Sivin Philip M
- Date
- 2026-10-30
- Code
- A
- Action
- Grant or award
- Quantity
- 299
- Price
- 0
- Following holdings
- 11,539
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class B Profits Units of Rithm Capital Management LLC
- id: F1
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 299
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F6
- id: F6
- underlying Security Title: Common Stock
- underlying Security Shares: 299
- shares Owned Following Transaction: 11539
- direct Or Indirect Ownership: D
Class B Profits Units of Rithm Capital Management LLC (derivative)
- Owner
- Sivin Philip M
- Date
- 2026-10-30
- Code
- A
- Action
- Grant or award
- Quantity
- 859
- Price
- 0
- Following holdings
- 33,159
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class B Profits Units of Rithm Capital Management LLC
- id: F1
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 859
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F7
- id: F7
- underlying Security Title: Common Stock
- underlying Security Shares: 859
- shares Owned Following Transaction: 33159
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Sivin Philip M: Chief Legal Officer.
- F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.
- F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.
- F3: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 20267, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
- F4: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
- F5: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
- F6: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
- F7: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Original sources
Prepared automatically from public filing data. Report a correction.