SOFI: Noto Anthony discloses securities transactions

By AlphaYouPublished Sep 16, 2026Form 4

Stocks in this disclosure

Reported activity

Noto Anthony

Reporting filer

Noto Anthony reported Exercise or conversion in SoFi Technologies, Inc.: 136166 units of Common Stock, dated 2026-09-14. The full Form 4 contains 7 transaction entries.

Disclosed: Sep 16, 2026

Reported details

7 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	Noto Anthony	2026-09-14	M	Exercise or conversion	136166	Not stated (see footnotes)	12,255,208	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 136166 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 12255208 direct Or Indirect Ownership: D
Common Stock	Noto Anthony	2026-09-14	M	Exercise or conversion	154197	Not stated (see footnotes)	12,409,405	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 154197 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 12409405 direct Or Indirect Ownership: D
Common Stock	Noto Anthony	2026-09-14	M	Exercise or conversion	55191	Not stated (see footnotes)	12,464,596	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 55191 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 12464596 direct Or Indirect Ownership: D
Common Stock	Noto Anthony	2026-09-14	F	Tax/exercise withholding	188259	17.32	12,276,337	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: F equity Swap Involved: 0 transaction Shares: 188259 transaction Price Per Share: 17.32 id: F2 transaction Acquired Disposed Code: D shares Owned Following Transaction: 12276337 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Noto Anthony	2026-09-14	M	Exercise or conversion	136166	0	816,992	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 136166 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F3 id: F3 underlying Security Title: Common Stock underlying Security Shares: 136166 shares Owned Following Transaction: 816992 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Noto Anthony	2026-09-14	M	Exercise or conversion	154197	0	513,990	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 154197 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F4 id: F4 underlying Security Title: Common Stock underlying Security Shares: 154197 shares Owned Following Transaction: 513990 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Noto Anthony	2026-09-14	M	Exercise or conversion	55191	0	772,668	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 55191 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F5 id: F5 underlying Security Title: Common Stock underlying Security Shares: 55191 shares Owned Following Transaction: 772668 direct Or Indirect Ownership: D

Common Stock

Owner: Noto Anthony
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 136166
Price: Not stated (see footnotes)
Following holdings: 12,255,208
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 136166
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 12255208
direct Or Indirect Ownership: D

Common Stock

Owner: Noto Anthony
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 154197
Price: Not stated (see footnotes)
Following holdings: 12,409,405
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 154197
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 12409405
direct Or Indirect Ownership: D

Common Stock

Owner: Noto Anthony
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 55191
Price: Not stated (see footnotes)
Following holdings: 12,464,596
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 55191
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 12464596
direct Or Indirect Ownership: D

Common Stock

Owner: Noto Anthony
Date: 2026-09-14
Code: F
Action: Tax/exercise withholding
Quantity: 188259
Price: 17.32
Following holdings: 12,276,337
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: F
equity Swap Involved: 0
transaction Shares: 188259
transaction Price Per Share: 17.32
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 12276337
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Noto Anthony
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 136166
Price: 0
Following holdings: 816,992
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 136166
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Common Stock
underlying Security Shares: 136166
shares Owned Following Transaction: 816992
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Noto Anthony
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 154197
Price: 0
Following holdings: 513,990
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 154197
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Stock
underlying Security Shares: 154197
shares Owned Following Transaction: 513990
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Noto Anthony
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 55191
Price: 0
Following holdings: 772,668
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 55191
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Common Stock
underlying Security Shares: 55191
shares Owned Following Transaction: 772668
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Noto Anthony: Chief Executive Officer, Director.
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Common Stock

Noto Anthony

2026-09-14

Exercise or conversion

136166

Not stated (see footnotes)

12,255,208

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 136166
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 12255208
direct Or Indirect Ownership: D

Common Stock

Noto Anthony

2026-09-14

Exercise or conversion

154197

Not stated (see footnotes)

12,409,405

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 154197
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 12409405
direct Or Indirect Ownership: D

Common Stock

Noto Anthony

2026-09-14

Exercise or conversion

55191

Not stated (see footnotes)

12,464,596

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 55191
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 12464596
direct Or Indirect Ownership: D

Common Stock

Noto Anthony

2026-09-14

Tax/exercise withholding

188259

17.32

12,276,337

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: F
equity Swap Involved: 0
transaction Shares: 188259
transaction Price Per Share: 17.32
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 12276337
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Noto Anthony

2026-09-14

Exercise or conversion

136166

816,992

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 136166
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Common Stock
underlying Security Shares: 136166
shares Owned Following Transaction: 816992
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Noto Anthony

2026-09-14

Exercise or conversion

154197

513,990

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 154197
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Stock
underlying Security Shares: 154197
shares Owned Following Transaction: 513990
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Noto Anthony

2026-09-14

Exercise or conversion

55191

772,668

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 55191
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Common Stock
underlying Security Shares: 55191
shares Owned Following Transaction: 772668
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Noto Anthony: Chief Executive Officer, Director.

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.