AlphaYouNP: Steiner James discloses securities transactions
By AlphaYouPublished Form 4
Steiner James
Reporting filer
Steiner James reported Other (see filing) in Neptune Insurance Holdings Inc.: 3349050 units of Class A Common Stock, dated 2026-09-14. The full Form 4 contains 2 transaction entries.
- Disclosed
- Sep 16, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Steiner James | 2026-09-14 | J | Other (see filing) | 3349050 | Not stated (see footnotes) | 535,665 | 2 days | Filed terms
|
| Class A Common Stock | Steiner James | 2026-09-14 | J | Other (see filing) | 3349050 | Not stated (see footnotes) | 3,749,050 | 2 days | Filed terms
|
Class A Common Stock
- Owner
- Steiner James
- Date
- 2026-09-14
- Code
- J
- Action
- Other (see filing)
- Quantity
- 3349050
- Price
- Not stated (see footnotes)
- Following holdings
- 535,665
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Class A Common Stock
- transaction Date: 2026-09-14
- transaction Form Type: 4
- transaction Code: J
- equity Swap Involved: 0
- id: F1
- transaction Shares: 3349050
- id: F2
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 535665
- id: F3
- direct Or Indirect Ownership: D
Class A Common Stock
- Owner
- Steiner James
- Date
- 2026-09-14
- Code
- J
- Action
- Other (see filing)
- Quantity
- 3349050
- Price
- Not stated (see footnotes)
- Following holdings
- 3,749,050
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Class A Common Stock
- transaction Date: 2026-09-14
- transaction Form Type: 4
- transaction Code: J
- equity Swap Involved: 0
- id: F1
- transaction Shares: 3349050
- id: F2
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 3749050
- direct Or Indirect Ownership: I
- nature Of Ownership: By Self as Trustee of the Living Trust of James Edward Steiner dated July 7, 2016
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Steiner James: Chief Financial Officer, Director.
- F1: The reported transaction represents a transfer of shares, for no consideration, from the Reporting Person's individual name into a revocable trust of which the Reporting Person is the sole grantor, the sole trustee and the sole current beneficiary. The transfer effected only a change in the form of the Reporting Person's beneficial ownership and did not change his pecuniary interest in the shares. The Reporting Person's total beneficial ownership of Class A Common Stock was unchanged at 4,284,715 shares immediately before and immediately after the transfer.
- F2: The shares were transferred for no consideration. Accordingly, no price per share is reported.
- F3: Consists of 535,665 shares of Class A Common Stock underlying an award of time-based restricted stock units, as amended, which remain held directly by the Reporting Person. The restricted stock units vest as to 178,555 shares on September 30, 2026 and as to the remaining 357,110 shares in eight quarterly installments of 44,638 or 44,639 shares each on the last day of each calendar quarter thereafter through September 30, 2028, in each case subject to the continuous service of the Reporting Person through the applicable vesting date.
Original sources
Prepared automatically from public filing data. Report a correction.