AlphaYouROKU: HUNT NEIL D discloses securities transactions
By AlphaYouPublished Form 4
HUNT NEIL D
Reporting filer
HUNT NEIL D reported Conversion in ROKU, INC: 2000 units of Class A Common Stock, dated 2026-10-01. The full Form 4 contains 6 transaction entries.
- Disclosed
- Oct 5, 2026
Reported details
6 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | HUNT NEIL D | 2026-10-01 | C | Conversion | 2000 | Not stated (see footnotes) | 11,629 | 4 days | Filed terms
|
| Class A Common Stock | HUNT NEIL D | 2026-10-01 | S | Sale | 1592 | 150.85 | 10,037 | 4 days | Filed terms
|
| Class A Common Stock | HUNT NEIL D | 2026-10-01 | S | Sale | 408 | 152.04 | 9,629 | 4 days | Filed terms
|
| Employee Stock Option (right to buy) (derivative) | HUNT NEIL D | 2026-10-01 | M | Exercise or conversion | 4000 | 0 | 35,333 | 4 days | Filed terms
|
| Class B Common Stock (derivative) | HUNT NEIL D | 2026-10-01 | M | Exercise or conversion | 4000 | 0 | 26,000 | 4 days | Filed terms
|
| Class B Common Stock (derivative) | HUNT NEIL D | 2026-10-01 | C | Conversion | 2000 | 0 | 24,000 | 4 days | Filed terms
|
Class A Common Stock
- Owner
- HUNT NEIL D
- Date
- 2026-10-01
- Code
- C
- Action
- Conversion
- Quantity
- 2000
- Price
- Not stated (see footnotes)
- Following holdings
- 11,629
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class A Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 0
- transaction Shares: 2000
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 11629
- direct Or Indirect Ownership: D
Class A Common Stock
- Owner
- HUNT NEIL D
- Date
- 2026-10-01
- Code
- S
- Action
- Sale
- Quantity
- 1592
- Price
- 150.85
- Following holdings
- 10,037
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class A Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- transaction Shares: 1592
- id: F2
- transaction Price Per Share: 150.85
- id: F3
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 10037
- direct Or Indirect Ownership: D
Class A Common Stock
- Owner
- HUNT NEIL D
- Date
- 2026-10-01
- Code
- S
- Action
- Sale
- Quantity
- 408
- Price
- 152.04
- Following holdings
- 9,629
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class A Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- transaction Shares: 408
- id: F2
- transaction Price Per Share: 152.04
- id: F4
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 9629
- direct Or Indirect Ownership: D
Employee Stock Option (right to buy) (derivative)
- Owner
- HUNT NEIL D
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 4000
- Price
- 0
- Following holdings
- 35,333
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Employee Stock Option (right to buy)
- conversion Or Exercise Price: 8.82
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 4000
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F5
- expiration Date: 2027-08-08
- underlying Security Title: Class B Common Stock
- underlying Security Shares: 4000
- shares Owned Following Transaction: 35333
- direct Or Indirect Ownership: D
Class B Common Stock (derivative)
- Owner
- HUNT NEIL D
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 4000
- Price
- 0
- Following holdings
- 26,000
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class B Common Stock
- id: F1
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 4000
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F1
- id: F1
- underlying Security Title: Class B Common Stock
- underlying Security Shares: 4000
- shares Owned Following Transaction: 26000
- direct Or Indirect Ownership: D
Class B Common Stock (derivative)
- Owner
- HUNT NEIL D
- Date
- 2026-10-01
- Code
- C
- Action
- Conversion
- Quantity
- 2000
- Price
- 0
- Following holdings
- 24,000
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Class B Common Stock
- id: F1
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 0
- transaction Shares: 2000
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F1
- id: F1
- underlying Security Title: Class A Common Stock
- underlying Security Shares: 2000
- shares Owned Following Transaction: 24000
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- HUNT NEIL D: Director.
- The filing reports a Rule 10b5-1 trading plan.
- F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
- F2: Shares sold pursuant to Mr. Hunt's 10b5-1 plan.
- F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.37 to $151.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.41 to $152.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5: This option is fully vested.
Original sources
Prepared automatically from public filing data. Report a correction.