BEAT: Ferrari Richard reports a stock award
By AlphaYouPublished Form 4
Ferrari Richard
Reporting filer
Ferrari Richard reports a stock award, not an open-market purchase or sale, in HeartBeam, Inc.. Form 4 filed Oct 9, 2026 lists 3 entries.
- Disclosed
- Oct 9, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (derivative) | Ferrari Richard | 2026-10-02 | A | Grant or award | 125000 | 0 | 125,000 | 7 days | Filed terms
|
| Restricted Stock Units (derivative) | Ferrari Richard | 2026-10-02 | A | Grant or award | 90625 | 0 | 90,625 | 7 days | Filed terms
|
| Stock Option (Right to Buy) (derivative) | Ferrari Richard | 2026-10-02 | A | Grant or award | 125000 | 0 | 125,000 | 7 days | Filed terms
|
Restricted Stock Units (derivative)
- Owner
- Ferrari Richard
- Date
- 2026-10-02
- Code
- A
- Action
- Grant or award
- Quantity
- 125000
- Price
- 0
- Following holdings
- 125,000
- Reporting delay
- 7 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F1
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 125000
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F2
- id: F2
- underlying Security Title: Common Stock
- underlying Security Shares: 125000
- shares Owned Following Transaction: 125000
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Ferrari Richard
- Date
- 2026-10-02
- Code
- A
- Action
- Grant or award
- Quantity
- 90625
- Price
- 0
- Following holdings
- 90,625
- Reporting delay
- 7 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F1
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 90625
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F3
- id: F3
- underlying Security Title: Common Stock
- underlying Security Shares: 90625
- shares Owned Following Transaction: 90625
- direct Or Indirect Ownership: D
Stock Option (Right to Buy) (derivative)
- Owner
- Ferrari Richard
- Date
- 2026-10-02
- Code
- A
- Action
- Grant or award
- Quantity
- 125000
- Price
- 0
- Following holdings
- 125,000
- Reporting delay
- 7 days
- Filed terms and references
Filed terms
- security Title: Stock Option (Right to Buy)
- conversion Or Exercise Price: 0.435
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 125000
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F4
- expiration Date: 2036-10-02
- underlying Security Title: Common Stock
- underlying Security Shares: 125000
- shares Owned Following Transaction: 125000
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Ferrari Richard: Director.
- F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.
- F2: The RSUs were granted on October 2, 2026 under the Issuer's 2022 Equity Incentive Plan, as amended (the "Plan"), as an annual RSU award to non-employee directors. One hundred percent (100%) of the RSUs will vest on the earlier of October 2, 2027 or the date of the Issuer's next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a non-employee director through the vesting date. Vested RSUs will be settled in shares of common stock. RSUs do not expire.
- F3: Represents a special RSU award granted to the Reporting Person on October 2, 2026 under the Plan in connection with the suspension of cash retainers for the period of July 1, 2026 through December 31, 2026. One-half of the RSUs vested on the grant date, and the remaining RSUs will vest on January 1, 2027, subject to the Reporting Person's continued service as a director through the vesting date. All unvested RSUs will vest in full immediately prior to a Change in Control (as defined in the Plan), subject to the Reporting Person's continued service as a director through such date.
- F4: Represents a nonqualified stock option granted to the Reporting Person on October 2, 2026 under the Plan in connection with the Reporting Person's additional responsibilities as Chair of the Board. One-twelfth of the shares subject to the option vest on each monthly anniversary of July 1, 2026, such that 3/12ths of the shares subject to the option were vested on the grant date and the option will be fully vested on July 1, 2027, subject to the Reporting Person's continued service as a director through each vesting date.
Original sources
Prepared automatically from public filing data. Report a correction.