AlphaYouSTEM: Carlson Michael James discloses securities transactions
By AlphaYouPublished Form 4
Carlson Michael James
Reporting filer
Carlson Michael James reported Exercise or conversion in STEM, INC.: 305 units of Common Stock, Par Value $0.0001 Per Share, dated 2026-09-26. The full Form 4 contains 3 transaction entries.
- Disclosed
- Sep 30, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Carlson Michael James | 2026-09-26 | M | Exercise or conversion | 305 | 4.48 | 26,166 | 4 days | Filed terms
|
| Common Stock, Par Value $0.0001 Per Share | Carlson Michael James | 2026-09-29 | S | Sale | 146 | 4.67 | 26,020 | 1 day | Filed terms
|
| Restricted Stock Unit (derivative) | Carlson Michael James | 2026-09-26 | M | Exercise or conversion | 305 | 0 | 0 | 4 days | Filed terms
|
Common Stock, Par Value $0.0001 Per Share
- Owner
- Carlson Michael James
- Date
- 2026-09-26
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 305
- Price
- 4.48
- Following holdings
- 26,166
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock, Par Value $0.0001 Per Share
- transaction Date: 2026-09-26
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 305
- transaction Price Per Share: 4.48
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 26166
- direct Or Indirect Ownership: D
Common Stock, Par Value $0.0001 Per Share
- Owner
- Carlson Michael James
- Date
- 2026-09-29
- Code
- S
- Action
- Sale
- Quantity
- 146
- Price
- 4.67
- Following holdings
- 26,020
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock, Par Value $0.0001 Per Share
- transaction Date: 2026-09-29
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 146
- transaction Price Per Share: 4.67
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 26020
- direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)
- Owner
- Carlson Michael James
- Date
- 2026-09-26
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 305
- Price
- 0
- Following holdings
- 0
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Unit
- id: F2
- transaction Date: 2026-09-26
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 305
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Common Stock, Par Value $0.0001 Per Share
- underlying Security Shares: 305
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Carlson Michael James: President, Managed Services.
- F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the vesting of RSUs on September 26, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- F2: Each restricted stock unit ("RSU") represents the contingent right to receive one share of the Issuer's common stock.
- F3: On September 26, 2022, the Reporting Person was granted 1,217 RSUs vesting in four equal annual installments, the fourth of which vested on September 26, 2026.
Original sources
Prepared automatically from public filing data. Report a correction.