AlphaYouRIME: THOMPSON ANDREW LITTLE discloses securities transactions
By AlphaYouPublished Form 4
THOMPSON ANDREW LITTLE
Reporting filer
THOMPSON ANDREW LITTLE reported Grant or award in Algorhythm Holdings, Inc.: 2119542 units of Common Stock, dated 2026-09-15. The full Form 4 contains 3 transaction entries.
- Disclosed
- Oct 6, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | THOMPSON ANDREW LITTLE | 2026-09-15 | A | Grant or award | 2119542 | 0 | 2,119,542 | 21 days | Filed terms
|
| Common Stock | THOMPSON ANDREW LITTLE | 2026-09-15 | P | Purchase | 4076312 | Not stated (see footnotes) | 4,076,312 | 21 days | Filed terms
|
| Series B Preferred Stock | THOMPSON ANDREW LITTLE | 2026-09-15 | P | Purchase | 22038 | Not stated (see footnotes) | 22,038 | 21 days | Filed terms
|
Common Stock
- Owner
- THOMPSON ANDREW LITTLE
- Date
- 2026-09-15
- Code
- A
- Action
- Grant or award
- Quantity
- 2119542
- Price
- 0
- Following holdings
- 2,119,542
- Reporting delay
- 21 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-15
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 2119542
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 2119542
- direct Or Indirect Ownership: D
Common Stock
- Owner
- THOMPSON ANDREW LITTLE
- Date
- 2026-09-15
- Code
- P
- Action
- Purchase
- Quantity
- 4076312
- Price
- Not stated (see footnotes)
- Following holdings
- 4,076,312
- Reporting delay
- 21 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-15
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: P
- equity Swap Involved: false
- id: F2
- transaction Timeliness:
- transaction Shares: 4076312
- id: F2
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 4076312
- direct Or Indirect Ownership: I
- nature Of Ownership: By Azure Energy, LLC
Series B Preferred Stock
- Owner
- THOMPSON ANDREW LITTLE
- Date
- 2026-09-15
- Code
- P
- Action
- Purchase
- Quantity
- 22038
- Price
- Not stated (see footnotes)
- Following holdings
- 22,038
- Reporting delay
- 21 days
- Filed terms and references
Filed terms
- security Title: Series B Preferred Stock
- transaction Date: 2026-09-15
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: P
- equity Swap Involved: false
- id: F3
- transaction Timeliness:
- transaction Shares: 22038
- id: F3
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 22038
- direct Or Indirect Ownership: I
- nature Of Ownership: By Azure Energy, LLC
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- THOMPSON ANDREW LITTLE: CEO, Director.
- F1: The restricted shares were granted outside of Issuer's 2022 Equity Incentive Plan in reliance on Nasdaq Listing Rule 5635(c)(4) as a material inducement for the Reporting Person to commence employment with Issuer. Of such shares 1,059,771 shares were fully vested on the grant date. The remaining 1,059,771 shares are subject to a restricted stock award agreement and will vest in full on September 15, 2027.
- F2: On September 15, 2026, Issuer, through its wholly owned subsidiary Azure Holdings, LLC, an NV limited liability company ("Buyer"), entered into an Asset Purchase Agreement (the "APA") with Azure Energy, LLC, a DE LLC ("Seller"), pursuant to which Buyer acquired from Seller substantially all of the assets (the "Purchased Assets") of Seller. The aggregate purchase price for the Purchased Assets consisted entirely of securities of Issuer equal in value to $23,000,000, comprised of: (a) 4,076,312 shares of common stock of Issuer, and (b) 22,038 shares of Series B Preferred Stock of Issuer. Reporting Person is the managing member and holds 50% of Buyer and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3: See footnote 2.
Original sources
Prepared automatically from public filing data. Report a correction.