AlphaYouFLD: Dickman Thomas J discloses securities transactions
By AlphaYouPublished Form 4
Dickman Thomas J
Reporting filer
Dickman Thomas J reported Exercise or conversion in Fold Holdings, Inc.: 17.00 units of Common Stock, dated 2026-10-01. The full Form 4 contains 3 transaction entries.
- Disclosed
- Oct 6, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Dickman Thomas J | 2026-10-01 | M | Exercise or conversion | 17.00 | Not stated (see footnotes) | 541,735 | 5 days | Filed terms
|
| Common Stock | Dickman Thomas J | 2026-10-02 | S | Sale | 6.00 | 0.530 | 541,729 | 4 days | Filed terms
|
| Restricted Stock Units (derivative) | Dickman Thomas J | 2026-10-01 | M | Exercise or conversion | 17.00 | Not stated (see footnotes) | 190 | 5 days | Filed terms
|
Common Stock
- Owner
- Dickman Thomas J
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 17.00
- Price
- Not stated (see footnotes)
- Following holdings
- 541,735
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- transaction Shares: 17.00
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 541735
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Dickman Thomas J
- Date
- 2026-10-02
- Code
- S
- Action
- Sale
- Quantity
- 6.00
- Price
- 0.530
- Following holdings
- 541,729
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-02
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: false
- id: F5
- transaction Shares: 6.00
- transaction Price Per Share: 0.530
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 541729
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Dickman Thomas J
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 17.00
- Price
- Not stated (see footnotes)
- Following holdings
- 190
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F2
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- transaction Shares: 17.00
- id: F4
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Common Stock
- underlying Security Shares: 17.00
- shares Owned Following Transaction: 190
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Dickman Thomas J: Chief Technology Officer.
- F1: Restricted stock units convert into common stock on a one-for-one basis.
- F2: Not applicable.
- F3: The restricted stock units vest as to one-fourth of the underlying shares beginning on September 1, 2024 and thereafter in 48 equal monthly installments, subject to Mr. Dickman's continued service through the applicable vesting date and a liquidity event vesting condition. The liquidity event vesting condition was deemed met upon the Merger described in Footnote 5.
- F4: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger, dated as of July 24, 2024 (the "Merger Agreement"), by and among the Issuer (formerly FTAC Emerald Acquisition Corp.), FTAC EMLD Merger Sub Inc. and Fold, Inc. ("Legacy Fold"), pursuant to which each outstanding Legacy Fold RSU Award was automatically converted into an award of restricted stock units covering a number of shares of the Issuer's Common Stock based on the exchange ratio described in the Issuer's Registration Statement on Form S-4, as amended (Reg. No. 333-282520).
- F5: The sale reported on this Form 4 represents shares sold by Mr. Dickman to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by Mr. Dickman.
Original sources
Prepared automatically from public filing data. Report a correction.